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Overview

Services

Advisor Services

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Funds

Funds Used With Clients

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Firm Client types

Qualifications

Experience

No timeline events available.
Employer Years Dates
Fcg Advisors, LLC 11 months, 2 weeks Dec 2018 - Present
Cipperman Compliance Service, LLC 1 year, 5 months Jun 2018 - Present
Great Valley Advisor Group, Inc. 1 year, 7 months Nov 2016 - Jun 2018
LPL Financial LLC 4 years, 5 months Jan 2014 - Jun 2018
First Niagara Financial Group 2 years, 10 months Dec 2013 - Oct 2016
Prudential Insurance Company of America 7 years Dec 2006 - Dec 2013
Pruco Securities, LLC 7 years Dec 2006 - Dec 2013
Are You
Lawrence William Clay?
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Designations & Memberships

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Articles and Answers

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Licenses & Conducts

SEC
U.S. Securities and Exchange Commission
  • license status
    Not registered
  • disclosures
    None
  • as of date
    Oct 18, 2019
FINRA
FINRA
  • license status
    Registered
  • disclosures
    None
  • as of date
    Oct 18, 2019
Review the status and details of the disclosures noted above using the SEC's Investment Advisor Public Disclosure website:

Assets

Fcg Advisors, LLC

Last updated on May 15, 2015
    • $633.7M
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 1K
      Accounts
    • $493.9K
      Estimated Average Account Balance

Fees

Types of Compensation Arrangements

  • Could Be An Added Ticket Charge Or Fee As Disclosed
  • A A (1)A A A A Percentage Of Assets Under Your Management
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