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Overview

Services

Advisor Services

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Funds

Funds Used With Clients

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Firm Client types

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Qualifications

Experience

No timeline events available.
Employer Years Dates
City National Bank 2 months, 2 weeks Jul 2019 - Present
Rbc Capital Markets, LLC. 3 months, 2 weeks Jun 2019 - Present
Bank of America, N.A. 7 years, 8 months Oct 2011 - Jun 2019
Merrill Lynch, Pierce, Fenner & Smith Incorporatedgreen Bay, Wi 12 years, 9 months Sep 2006 - Jun 2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated 12 years, 9 months Sep 2006 - Jun 2019
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Anthony John Lagowski?
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Designations & Memberships

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Articles and Answers

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Licenses & Conducts

SEC
U.S. Securities and Exchange Commission
  • license status
    Registered
  • disclosures
    None
  • as of date
    Aug 5, 2019
FINRA
FINRA
  • license status
    Registered
  • disclosures
    None
  • as of date
    Aug 5, 2019
Review the status and details of the disclosures noted above using the SEC's Investment Advisor Public Disclosure website:

Assets

Rbc Capital Markets, LLC

Last updated on June 17, 2019
    • $118.7B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 293K
      Accounts
    • $405.1K
      Estimated Average Account Balance

Fees

Types of Compensation Arrangements

  • Percentage Of Assets
  • Fixed Fees
  • Commissions
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