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Richard Frederick Nydegger

RBC Capital Markets, LLC

Hampton Bays

NY

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Experience

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Employer Years Dates
Rbc Capital Markets Corporation 8 years, 6 months Mar 2008 - Present
Rbc Dain Rauscher Inc. 6 years Mar 2002 - Mar 2008
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Licenses & Conducts

SEC
U.S. Securities and Exchange Commission
  • license status
    Registered
  • disclosures
    1
  • as of date
    Jun 26, 2012
FINRA
FINRA
  • license status
    Registered
  • disclosures
    1
  • as of date
    Apr 11, 2016
Review the status and details of the disclosures noted above using the SEC's Investment Advisor Public Disclosure website:

Assets

RBC Capital Markets, LLC

Last updated on Aug. 18, 2016
    • $76.3B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 192K
      Accounts
    • $396.8K
      Estimated Average Account Balance

Fees

Types of Compensation Arrangements

  • Percentage Of Assets
  • Fixed Fees
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