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Overview

Services

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Funds

Funds Used With Clients

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Firm Client types

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Qualifications

Experience

No timeline events available.
Employer Years Dates
J.P. Morgan Securities LLC 6 years, 8 months Oct 2012 - Present
Chase Investment Services Corp 5 years, 9 months Jan 2007 - Oct 2012
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Richard Rock Taylor?
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Designations & Memberships

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Articles and Answers

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Licenses & Conducts

SEC
U.S. Securities and Exchange Commission
  • license status
    Registered
  • disclosures
    None
  • as of date
    May 22, 2019
FINRA
FINRA
  • license status
    Registered
  • disclosures
    None
  • as of date
    May 22, 2019
Review the status and details of the disclosures noted above using the SEC's Investment Advisor Public Disclosure website:

Assets

J.P. Morgan Securities LLC

Last updated on June 7, 2019
    • $130.3B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 602K
      Accounts
    • $216.3K
      Estimated Average Account Balance

Fees

Types of Compensation Arrangements

  • Percentage Of Assets
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