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Overview

Services

Advisor Services

  • Financial Planning

Funds

Funds Used With Clients

There are no funds listed for this advisor at this time.

Firm Client types

Qualifications

Experience

No timeline events available.
Employer Years Dates
Advice and Planning Services 1 year, 11 months Oct 2014 - Present
TIAA 1 year, 11 months Oct 2014 - Present
Morgan Stanley Smith Barney 3 years Oct 2011 - Oct 2014
Edward Jones 1 year, 10 months Dec 2009 - Oct 2011
Main Development Company, LLC 8 years, 5 months Jul 2001 - Dec 2009
Are You
Derek Todd Main?
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Designations & Memberships

Membership information not available

Articles and Answers

Insights by Derek Main

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Answers

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Licenses & Conducts

SEC
U.S. Securities and Exchange Commission
  • license status
    Registered
  • disclosures
    1
  • as of date
    Mar 23, 2016
FINRA
FINRA
  • license status
    Registered
  • disclosures
    None
  • as of date
    Mar 23, 2016
Review the status and details of the disclosures noted above using the SEC's Investment Advisor Public Disclosure website:

Assets

Advice and Planning Services

Last updated on June 13, 2016
    • $16.8B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 46K
      Accounts
    • $365.4K
      Estimated Average Account Balance

Fees

Types of Compensation Arrangements

  • Percentage Of Assets
  • Compensation From Affiliates
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