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Overview

Services

Advisor Services

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Funds

Funds Used With Clients

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Firm Client types

Qualifications

Experience

No timeline events available.
Employer Years Dates
Private Client Group Asset Management 1 year Dec 2015 - Present
First Allied Advisory Services, Inc. 6 years, 1 month Nov 2010 - Present
Southwest Financial Group 6 years, 5 months Jan 2009 - Jun 2015
First Allied Securities, Inc. 10 years, 5 months Jul 2006 - Present
Greenbook Investment Management, Inc. 6 years, 2 months Sep 2004 - Nov 2010
Raj Consultants, Inc. 22 years, 5 months Jul 1994 - Present
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Ricki Allen Jaye?
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Designations & Memberships

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Articles and Answers

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Licenses & Conducts

SEC
U.S. Securities and Exchange Commission
  • license status
    Registered
  • disclosures
    1
  • as of date
    Sep 20, 2016
FINRA
FINRA
  • license status
    Registered
  • disclosures
    1
  • as of date
    Sep 20, 2016
Review the status and details of the disclosures noted above using the SEC's Investment Advisor Public Disclosure website:

Assets

First Allied Advisory Services, Inc.

Last updated on Nov. 23, 2016
    • $4.8B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 25K
      Accounts
    • $187.8K
      Estimated Average Account Balance

Fees

Types of Compensation Arrangements

  • Percentage Of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions
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