Back to top

Overview

Services

Advisor Services

  • Financial Planning

  • Pension Consulting

Funds

Funds Used With Clients

There are no funds listed for this advisor at this time.

Firm Client types

Qualifications

Experience

No timeline events available.
Employer Years Dates
Private Client Group Asset Management 7 months, 4 weeks Dec 2015 - Present
First Allied Advisory Services, Inc. 5 years, 9 months Nov 2010 - Present
Southwest Financial Group 6 years, 5 months Jan 2009 - Jun 2015
First Allied Securities, Inc. 10 years Jul 2006 - Present
Greenbook Investment Management, Inc. 6 years, 2 months Sep 2004 - Nov 2010
Raj Consultants, Inc. 22 years, 1 month Jul 1994 - Present
Are You
Ricki Allen Jaye?
  • Claim your profile
    for FREE
  • Update your
    contact information
  • Highlight your specialties
    and expertise
Claim this free profile

Designations & Memberships

Membership information not available

Articles and Answers

Insights by Ricki Jaye

There are no insights for this advisor to display at this time.

Answers

Ask a financial questionAsk a question
There are no answers for this advisor to display at this time.

Licenses & Conducts

SEC
U.S. Securities and Exchange Commission
  • license status
    Registered
  • disclosures
    1
  • as of date
    Jul 2, 2016
FINRA
FINRA
  • license status
    Registered
  • disclosures
    1
  • as of date
    Jun 7, 2016
Review the status and details of the disclosures noted above using the SEC's Investment Advisor Public Disclosure website:

Assets

First Allied Advisory Services, Inc.

Last updated on June 14, 2016
    • $4.4B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 26K
      Accounts
    • $168.6K
      Estimated Average Account Balance

Fees

Types of Compensation Arrangements

  • Percentage Of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions
Other Advisors in Your Area
  • Kim Miller, CFP®
    Sweetwater Investments Inc
    Redmond, WA
    View Profile
  • Gary A. Brooks Jr.
    Brooks, Hughes & Jones
    Gig Harbor, WA
    View Profile
  • Joe Day, CFA
    Bear Mountain Capital Inc.
    Seattle, WA
    View Profile
  • Elliott Appel
    Directional Financial Services
    Seattle, WA
    View Profile
  • Brian Evans, CPA, PFS
    Madrona Financial Services, LLC
    Everett, WA
    View Profile
  • Luke Collova
    Bear Mountain Capital Inc.
    Seattle, WA
    View Profile