Back to top

Overview

Services

Advisor Services

  • Portfolio Management
    • -Individuals and/or Small Businesses
    • -Investment Companies
    • -Businesses or Institutional Clients

Qualifications

Experience

No timeline events available.
Employer Years Dates
Raymond James & Associates 5 years, 3 months Nov 2014 - Present
Bank of America, N.A. 5 years, 2 months Aug 2009 - Oct 2014
Merrill Lynch, Pierce, Fenner & Smith Incorporated 24 years, 2 months Aug 1990 - Oct 2014
Merrill Lynch, Pierce, Fenner & Smith Incorporatedoxnard, Ca 24 years, 2 months Aug 1990 - Oct 2014

Designations & Memberships

  • Accredited Investment Fiduciary
    Designation
    Accredited Investment Fiduciary
    The Accredited Investment Fiduciary® (AIF®) designation represents a thorough knowledge of and ability to apply the fiduciary practices.

Articles and Answers

Insights by Michael Phillip

There are no insights for this advisor to display at this time.

Answers

Ask a financial questionAsk a question
There are no answers for this advisor to display at this time.

Licenses & Conducts

SEC
U.S. Securities and Exchange Commission
  • license status
    Registered
  • disclosures
    1
  • as of date
    Dec 21, 2019
FINRA
FINRA
  • license status
    Registered
  • disclosures
    1
  • as of date
    Dec 21, 2019
Review the status and details of the disclosures noted above using the SEC's Investment Advisor Public Disclosure website:

Assets

Raymond James & Associates, Inc.

Last updated on Dec. 20, 2019
    • $203.9B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 678K
      Accounts
    • $301.0K
      Estimated Average Account Balance

Fees

Types of Compensation Arrangements

  • Percentage Of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions