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Overview

Services

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Funds

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Qualifications

Experience

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Employer Years Dates
Ubs Financial Services Inc 7 years, 3 months Jul 2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Incorporatedmilwaukee, Wi 26 years, 8 months Nov 1985 - Jul 2012
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Melissa Kay Ringwall?
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Designations & Memberships

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Articles and Answers

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Licenses & Conducts

SEC
U.S. Securities and Exchange Commission
  • license status
    Registered
  • disclosures
    None
  • as of date
    Apr 3, 2015
FINRA
FINRA
  • license status
    Registered
  • disclosures
    None
  • as of date
    Apr 17, 2016
Review the status and details of the disclosures noted above using the SEC's Investment Advisor Public Disclosure website:

Assets

UBS Financial Services Inc.

Last updated on March 29, 2019
    • $496.0B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 958K
      Accounts
    • $517.9K
      Estimated Average Account Balance

Fees

Types of Compensation Arrangements

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