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James Claiborne, CFS, ChFC

Secure your Future

Mutual Securities, Inc.

Overland Park

KS

Contact Me

Overview

Services

Advisor Services

  • Financial Planning
    • -Estate Planning
    • -Comprehensive Financial Planning
    • -Retirement Planning
    • -College Planning
    • -Other Financial Planning
  • Insurance
    • -Life Insurance
    • -Long-Term Care Insurance
    • -Annuities
    • -Other Insurance
  • Pension Consulting
    • -401k
    • -Defined Benefit
  • Portfolio Management
    • -Individuals and/or Small Businesses
    • -Businesses or Institutional Clients
    • -Other Portfolio Management

Funds

Funds Used With Clients

There are no funds listed for this advisor at this time.

Firm Client types

Qualifications

Experience

No timeline events available.
Employer Years Dates
Financial Partners Group 2 years Sep 2017 - Present
Mutual Securities, Inc. 2 years Sep 2017 - Present
Cambridge Investment Research Advisors, Inc. 7 years, 8 months Jan 2010 - Sep 2017
Cambridge Investment Research, Inc 12 years, 2 months Jul 2005 - Sep 2017
Prism Financial Group, LLC 4 years, 11 months Jul 2005 - Jun 2010

Designations & Memberships

  • Million Dollar Round Table
    Membership
    Million Dollar Round Table
    The Premier Association of Financial Professionals, is an international, independent association of more than 38,000 of the world's leading life insurance and financial services professionals from more than 450 companies in 74 countries. MDRT members demonstrate exceptional professional knowledge, strict ethical conduct and outstanding client service. MDRT membership is recognized internationally as the standard of excellence in the life insurance and financial services business.
  • Society of Financial Service Professionals
    Membership
    Society of Financial Service Professionals
    For more than 80 years, the Society of Financial Service Professionals has been helping individuals, families, and businesses achieve financial security. With their strong commitment to delivering only those financial products and planning services that are in their clients' best interests, the Society's approximately 15,000 members nationwide are uniquely qualified to assist the public in reaching their future financial goals—today, tomorrow, and into the next millennium. Society members can provide consumers expert assistance with: estate, retirement and financial planning; employee benefits; business and compensation planning; and life, health, disability, and long-term care insurance. Society members have earned recognized professional credentials in the financial services industry, or are working towards attaining a professional credential.
  • Certified Fund Specialist
    Designation
    Certified Fund Specialist
    CFS Designees have expertise in mutual funds and the mutual fund industry. These individuals advise clients on which mutual funds best suit their particular needs. Does not license individuals to buy or sell mutual funds.
  • Chartered Financial Consultant
    Designation
    Chartered Financial Consultant
    Invididuals holding this designation understand the fundamentals of financial planning, including income tax, insurance, investment and estate planning.

Articles and Answers

Insights by James Claiborne

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Answers

Ask a financial questionAsk a question
When should I start putting money into my 401k instead of paying off student loans?
Reuben,You definitely want to create a budget and see if you can add the "pay myself first" expense to the top of the list. What better way to do this than by having an employer who will give you 3% for your 6% contribution! I would also consider reviewing credit card offers that might come y...  (more)
Answered Apr 2012
I have money in my retiremend fund, and i need to get it out.?
Judy,I am assuming while you were working you were contributing to your 401K (retirement fund) at your employer? If my assumption is correct, you will need to contact your previous employer (most likely HR office) or if you receive a statement on the account there should be contact information on ...  (more)
Answered Apr 2012
How do I find out what the total value of my account?
Could you please be more specific? Are you referring to a personal account statement?...  (more)
Answered Mar 2012
    *Answers are submitted by advisors without compensation.

    Licenses & Conducts

    SEC
    U.S. Securities and Exchange Commission
    • license status
      Registered
    • disclosures
      None
    • as of date
      May 8, 2019
    FINRA
    FINRA
    • license status
      Registered
    • disclosures
      None
    • as of date
      Aug 6, 2019
    Review the status and details of the disclosures noted above using the SEC's Investment Advisor Public Disclosure website:

    Assets

    Advisor

    Last updated on Aug. 7, 2019
      • $120.0M
        Total Assets Under Management
      • $0
        Total Assets Under Advisement
      • 200
        number of clients
      • $600.0K
        Estimated Average Account Balance Per Client

    Mutual Securities, Inc.

    Last updated on April 12, 2013
      • N/A
        Total Assets Under Management
      • N/A
        Total Assets Under Advisement
      • N/A
        Accounts
      • N/A
        Estimated Average Account Balance

    Fees

    Types of Compensation Arrangements