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Aaron Bauer, AAMS®

No Current Employment Listed

Westminster

CO

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Overview

Services

Advisor Services

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Qualifications

Experience

No timeline events available.
Employer Years Dates
Tiaa-Cref Individual & Institutional Services, LLC 3 years, 1 month Jul 2016 - Present
TIAA 3 years, 1 month Jul 2016 - Present
LPL Financial LLC 6 years, 9 months Sep 2009 - Jun 2016
Gallacher Capital Management, LLC 6 years, 10 months Aug 2009 - Jun 2016
Mutual Service Corporation 4 months May 2009 - Sep 2009

Designations & Memberships

  • Accredited Asset Management Specialist
    Designation
    Accredited Asset Management Specialist
    Individuals holding this designation are well versed in asset management processses, asset allocation and selection, taxation of investment products, investments and insurance for both individuals and businesses
  • Accredited Wealth Management Advisor
    Designation
    Accredited Wealth Management Advisor
    Individuals holding this designation are well versed in wealth transfers, federal taxation, retirement planing and planning for end-of-life needs.

Articles and Answers

Insights by James Bauer

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Answers

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Licenses & Conducts

SEC
U.S. Securities and Exchange Commission
  • license status
    Not registered
  • disclosures
    None
  • as of date
    Jun 11, 2019
FINRA
FINRA
  • license status
    Not registered
  • disclosures
    None
  • as of date
    Jun 11, 2019
Review the status and details of the disclosures noted above using the SEC's Investment Advisor Public Disclosure website:

Assets

Assets

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Fees

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