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Overview

Services

Advisor Services

  • Financial Planning

  • Pension Consulting

  • Other
    • -Selection of Other Advisors
    • -Educational seminars/workshops

Funds

Funds Used With Clients

There are no funds listed for this advisor at this time.

Firm Client types

Qualifications

Experience

No timeline events available.
Employer Years Dates
Independent Financial Partners 5 months Oct 2015 - Mar 2016
LPL Financial LLC 1 year, 9 months Oct 2014 - Present
Veritex Community Bank 1 year, 9 months Oct 2014 - Present
Transamerica Financial Advisors, Inc. 3 years, 4 months Jun 2011 - Oct 2014
Sws Financial Services 1 year, 3 months May 2010 - Aug 2011
Bbva Compass Investment Solutions, Inc. 11 months Jun 2009 - May 2010
Guaranty Brokerage Services, Inc. 1 year, 1 month Apr 2008 - May 2009
Metlife Securities Inc. 3 months Dec 2007 - Mar 2008
Chase Investment Services Corp. 6 months May 2007 - Nov 2007
Merrill Lynch, Pierce, Fenner & Smith 8 months Aug 2006 - Apr 2007

Designations & Memberships

Membership information not available

Articles and Answers

Insights by Michael Vatter

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Answers

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Licenses & Conducts

SEC
U.S. Securities and Exchange Commission
  • license status
    Registered
  • disclosures
    1
  • as of date
    Jul 19, 2016
FINRA
FINRA
  • license status
    Registered
  • disclosures
    1
  • as of date
    Jun 7, 2016
Review the status and details of the disclosures noted above using the SEC's Investment Advisor Public Disclosure website:

Assets

LPL Financial LLC

Last updated on July 15, 2016
    • $112.1B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 531K
      Accounts
    • $211.0K
      Estimated Average Account Balance

Fees

Types of Compensation Arrangements

  • Percentage Of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions