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Overview

Services

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Funds

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Qualifications

Experience

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Employer Years Dates
Bank of America, N.A. 7 years, 6 months Jul 2011 - Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated 35 years, 8 months Jun 1983 - Present
Merrill Lynch, Pierce, Fenner & Smith Incorporatedpasadena, Ca 35 years, 8 months Jun 1983 - Present
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C Eric Callow?
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Articles and Answers

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Licenses & Conducts

SEC
U.S. Securities and Exchange Commission
  • license status
    Registered
  • disclosures
    1
  • as of date
    Feb 1, 2018
FINRA
FINRA
  • license status
    Registered
  • disclosures
    1
  • as of date
    Feb 1, 2018
Review the status and details of the disclosures noted above using the SEC's Investment Advisor Public Disclosure website:

Assets

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Last updated on Jan. 2, 2019
    • $819.8B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 2M
      Accounts
    • $360.8K
      Estimated Average Account Balance

Fees

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