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Employer Years Dates
Morgan Stanley 1 year, 1 month Aug 2017 - Present
Retired 1 year, 8 months Dec 2015 - Aug 2017
UBS Financial Services Inc. 26 years, 11 months Nov 1991 - Present
UBS Financial Services Inc. 24 years, 1 month Nov 1991 - Dec 2015
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William James Brinckerhoff?
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Licenses & Conducts

U.S. Securities and Exchange Commission
  • license status
    Not registered
  • disclosures
  • as of date
    Jan 18, 2016
  • license status
  • disclosures
  • as of date
    Nov 3, 2017
Review the status and details of the disclosures noted above using the SEC's Investment Advisor Public Disclosure website:


Morgan Stanley Smith Barney LLC

Last updated on Sept. 21, 2017
    • $598.5B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 2M
    • $371.7K
      Estimated Average Account Balance


Types of Compensation Arrangements

  • Percentage Of Assets
  • Fixed Fees
  • Commissions
  • Other
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