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Overview

Services

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Funds

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Qualifications

Experience

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Employer Years Dates
Bank of America, N.A. 8 years, 1 month Jun 2011 - Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated 26 years Jul 1993 - Present
Merrill Lynch, Pierce, Fenner & Smith Incorporatedwilkes-Barre, Pa 26 years Jul 1993 - Present
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William Harold Bender?
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Designations & Memberships

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Articles and Answers

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Licenses & Conducts

SEC
U.S. Securities and Exchange Commission
  • license status
    Registered
  • disclosures
    5
  • as of date
    Jan 9, 2019
FINRA
FINRA
  • license status
    Registered
  • disclosures
    5
  • as of date
    Jan 9, 2019
Review the status and details of the disclosures noted above using the SEC's Investment Advisor Public Disclosure website:

Assets

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Last updated on June 24, 2019
    • $797.3B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 2M
      Accounts
    • $322.5K
      Estimated Average Account Balance

Fees

Types of Compensation Arrangements

  • Percentage Of Assets
  • Fixed Fees
  • Commissions
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