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Overview

Services

Advisor Services

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Funds

Funds Used With Clients

There are no funds listed for this advisor at this time.

Firm Client types

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Qualifications

Experience

No timeline events available.
Employer Years Dates
Ruggie Wealth Management 11 months, 3 weeks Feb 2019 - Present
The Investment Counsel Company 3 years, 5 months Jul 2014 - Dec 2017
First Command Financial Planning, Inc. 2 months May 2014 - Jul 2014
West Palm Beach Friends of Fisher House 2 years Jul 2012 - Jul 2014
Barclays Capital Inc. 2 years Oct 2010 - Oct 2012
Chase Investment Services Corp 9 months Jan 2010 - Oct 2010
Are You
Carol Ann Mulcahy?
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Designations & Memberships

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Articles and Answers

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Answers

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Licenses & Conducts

SEC
U.S. Securities and Exchange Commission
  • license status
    Registered
  • disclosures
    None
  • as of date
    Jan 2, 2020
FINRA
FINRA
  • license status
    Not registered
  • disclosures
    None
  • as of date
    May 6, 2019
Review the status and details of the disclosures noted above using the SEC's Investment Advisor Public Disclosure website:

Assets

CWM, LLC

Last updated on Jan. 15, 2020
    • $7.5B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 41K
      Accounts
    • $182.0K
      Estimated Average Account Balance

Fees

Types of Compensation Arrangements

  • Percentage Of Assets
  • Hourly Charges
  • Fixed Fees
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