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Overview

Services

Advisor Services

  • Financial Planning
    • -Comprehensive Financial Planning
    • -Retirement Planning
    • -College Planning
  • Insurance
    • -Life Insurance
    • -Health Insurance
    • -Annuities
  • Pension Consulting
    • -401k
    • -403b
    • -457
  • Portfolio Management
    • -Individuals and/or Small Businesses
    • -Businesses or Institutional Clients

Funds

Funds Used With Clients

There are no funds listed for this advisor at this time.

Firm Client types

There is no client type data to display at this time.

Qualifications

Experience

No timeline events available.
Employer Years Dates
KerberRose Wealth Management, LLC 3 years, 9 months Jan 2016 - Present
Comprehensive Asset Management Serving Inc. 3 years, 9 months Jan 2016 - Present
Cambridge Investment Research Advisors, Inc 9 years, 3 months Oct 2006 - Jan 2016
Cambridge Investment Research, Inc 9 years, 3 months Oct 2006 - Jan 2016
Kerber, Rose and Associates 9 years, 11 months Jan 2000 - Dec 2009

Designations & Memberships

  • American Society of Pension Professionals & Actuaries
    Membership
    American Society of Pension Professionals & Actuaries
    The American Society of Pension Professionals & Actuaries is the premier educator and policy advocate for over 7,500 career professionals actively engaged in the retirement plan industry.
  • Retirement Plan Advisory Group
    Membership
    Retirement Plan Advisory Group
    Retirement Plan Advisory Group (RPAG) is a professional alliance of more than 700 independent advisors to take advantage of our unique perspective, strategic approach and expertly crafted system for investment analysis, benchmarking, plan support and communication.
  • Accredited Investment Fiduciary
    Designation
    Accredited Investment Fiduciary
    The Accredited Investment Fiduciary® (AIF®) designation represents a thorough knowledge of and ability to apply the fiduciary practices.
  • Certified Financial Planner
    Designation
    Certified Financial Planner
    A standard certification for advisors, designees are exposed to nearly 100 topics on integrated financial planning. Major topics include, but not limited to: insurance, employee benefits, securities, state and federal tax, estate tax and planning, asset protection, etc.
  • Chartered Retirement Plans Specialist
    Designation
    Chartered Retirement Plans Specialist
    The CRPS Program is specifically targeted at professionals who design, install, and maintain retirement plans for the business community.

Articles and Answers

Insights by Anthony Powers

Effects of Financial Stress
Published 2015-12-02 11:29:31
To Borrow or Not to Borrow?
Published 2015-07-23 12:42:09
3 Common Misconceptions About Retirement
Published 2015-01-14 06:46:40
FICA Alternative Plan
Published 2014-12-30 05:30:57
Pension Protection Act of 2006 Restatements
Published 2014-12-11 06:01:16
403(b) vs. 401(k)
Published 2014-10-14 07:20:03
Fiduciary Training
Published 2014-09-18 11:06:25
What to Expect When Transitioning Providers
Published 2014-07-28 06:44:10
Tax Saver's Credit
Published 2014-03-12 06:45:50
Do You Need An Independent ERISA Audit?
Published 2014-01-20 07:30:12
Which Documents and Records to Maintain?
Published 2014-01-10 08:54:24
Revenue Sharing Agreement
Published 2014-01-06 06:23:28
Non-Profit 457(b) Compliance
Published 2013-10-21 10:14:50
New DOL Guidance on Target Date Funds
Published 2013-07-24 05:41:06
Auto Escalation Results
Published 2013-07-09 10:22:23
Education Policy Statement
Published 2013-04-01 05:56:15
Courageous Plan Design
Published 2013-03-20 13:36:01
Evaluating a Retirement Plan Advisor
Published 2013-02-06 05:35:34
    *Articles are published by advisors without compensation.

    Answers

    Ask a financial questionAsk a question
    If i quit my job can i cash out my 401k?
    Yes, you have the ability to cash out your 401(k) account once you have terminated employment with that employer. Depending on your age, you may be subject to an early withdrawal penalty. I would also recommend review the plan vesting schedule, if there is one, to see how much of the employer con...  (more)
    Answered Nov 2012
    How can I transfer my 401k to my fidelity account?
    Hi Gary –The first step would be to contact your 401(k) provider, see if you are eligible to make a transfer based on the plan rules and if so, complete their transfer paperwork , online request or telephone authorization....  (more)
    Answered Nov 2012
    I am an employee for Boston market an borrowed money from my 401k for my husbands funeral last year and I need to borrow again an they say I'm not allowed is there anyway I would be able to borrow any way at all?
    I am sorry for your loss. Unfortunately, the plan document outlines the rules for loans and may only allow for one loan at a time. I would request a Summary Plan Description to find out what the loan and distribution provisions are for the plan....  (more)
    Answered Nov 2012
    How do I transfer my funds?
    Diane – without more details, my suggestion would to be to contact your previous employer and find out the process and/or get the forms that they may require to request the distribution. Next, decide if you would prefer to transfer the funds into your new employer’s retirement plan or an IRA. Last...  (more)
    Answered Dec 2012
    How do i withdraw my 401K plan if i havent already?
    Teena, the steps typically vary depending on what type of withdrawal you are trying to take. I would recommend contacting the plan administer and inquiring about the distribution options and which one(s) you may qualify for. ...  (more)
    Answered Nov 2012
    I am the CFO of my company and we offer a 401k plan, how do I know if I am a fiduciary?
    A plan may have one or more fiduciaries. Each of the fiduciaries may have different responsibilities and many individuals/committees serve in multiple fiduciary roles. Here is a simplified list, along with brief definitions, of each category of fiduciary:• Named Fiduciary. This party should be name...  (more)
    Answered May 2014
      *Answers are submitted by advisors without compensation.

      Licenses & Conducts

      SEC
      U.S. Securities and Exchange Commission
      • license status
        Registered
      • disclosures
        None
      • as of date
        Sep 17, 2019
      FINRA
      FINRA
      • license status
        Registered
      • disclosures
        None
      • as of date
        Sep 17, 2019
      Review the status and details of the disclosures noted above using the SEC's Investment Advisor Public Disclosure website:

      Assets

      Kerberrose Wealth Management, LLC

      Last updated on June 24, 2019
        • $98.0M
          Total Assets Under Management
        • N/A
          Total Assets Under Advisement
        • 378
          Accounts
        • $259.4K
          Estimated Average Account Balance

      Fees

      Types of Compensation Arrangements

      • Percentage Of Assets
      • Hourly Charges
      • Fixed Fees
      • Commissions