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Overview

Services

Advisor Services

  • Financial Planning
    • -Retirement Planning
  • Pension Consulting
    • -401k
    • -403b
  • Portfolio Management
    • -Businesses or Institutional Clients

Funds

Funds Used With Clients

There are no funds listed for this advisor at this time.

Firm Client types

Qualifications

Experience

No timeline events available.
Employer Years Dates
Jpmorgan Securities LLC 2 years, 3 months Oct 2017 - Present
Jpmorgan Chase Bank Na 2 years, 3 months Oct 2017 - Present
North Farms Group, LLC 3 years, 10 months Mar 2016 - Present
Rvk, Inc. 3 years, 3 months Jun 2014 - Sep 2017
Fiduciary Investment Advisors, LLC 2 years May 2012 - May 2014
LPL Financial LLC 11 months Jun 2011 - May 2012
Merrill Lynch, Pierce, Fenner & Smith Incorporated (7691) 1 year Jun 2010 - Jun 2011
Merrill Lynch, Pierce, Fenner & Smith Incorporated (7691) 1 year Jun 2010 - Jun 2011
Edward Jones 11 months Jul 2009 - Jun 2010

Designations & Memberships

Membership information not available

Articles and Answers

Insights by John Roche

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Answers

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Licenses & Conducts

SEC
U.S. Securities and Exchange Commission
  • license status
    Registered
  • disclosures
    None
  • as of date
    Dec 10, 2019
FINRA
FINRA
  • license status
    Registered
  • disclosures
    None
  • as of date
    Dec 10, 2019
Review the status and details of the disclosures noted above using the SEC's Investment Advisor Public Disclosure website:

Assets

J.P. Morgan Securities LLC

Last updated on Jan. 17, 2020
    • $130.3B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 602K
      Accounts
    • $216.3K
      Estimated Average Account Balance

Fees

Types of Compensation Arrangements

  • Percentage Of Assets
  • Other