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Carol Ann Mansour-Ezzell

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Carol Ann Mansour-Ezzell

Janney Montgomery Scott LLC

Charlotte

NC

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Overview

Description

Carol Mansour-Ezzell is a financial professional at Janney Montgomery Scott LLC, a broker-dealer with over 1,350 registered representatives nationwide. Carol has held an industry securities registration for 13 years and is subject to SEC and FINRA oversight....

Information

  • other names
    Carol Ann Mansour, Carol Mansour Ezzell
  • Other Firms
    N/A
  • doing business as
    N/A
  • type
    SEC and FINRA Registered

Location

4064 COLONY ROAD TWO MORROCROFT CENTRE, SUITE 100
Charlotte, NC 28211
N/A

Services

Advisor Services

  • Financial Planning

  • Pension Consulting

IBM 401k plan still the largest, and one of the best
BrightScope Editorial

Funds

Funds Used With Clients

There are no funds listed for this advisor at this time.

Firm Client types

Qualifications

Experience

No timeline events available.
Employer Years Dates
Janney Montgomery Scott LLC 12 years, 7 months Mar 2004 - Present
Painewebber Incorporated 3 years, 6 months Aug 2000 - Feb 2004
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Designations & Memberships

Membership information not available

Articles and Answers

Insights by Carol Mansour-Ezzell

There are no insights for this advisor to display at this time.
Boeing Fee Settlement Highlights the High Bar for Large Plans
BrightScope Editorial

Answers

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Advisor Links

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Licenses & Conducts

SEC
U.S. Securities and Exchange Commission
  • license status
    Registered
  • disclosures
    None
  • as of date
    Dec 20, 2012
FINRA
FINRA
  • license status
    Registered
  • disclosures
    None
  • as of date
    Apr 14, 2016
Review the status and details of the disclosures noted above using the SEC's Investment Advisor Public Disclosure website:
See Disclosure Details

Assets

Janney Montgomery Scott LLC

Last updated on May 6, 2016
    • $19.6B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 61K
      Accounts
    • $323.3K
      Estimated Average Account Balance

Fees

Types of Compensation Arrangements

  • Percentage Of Assets
  • Fixed Fees
  • Commissions
  • Fee Plus Commission