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Overview

Services

Advisor Services

  • Financial Planning

  • Pension Consulting

Funds

Funds Used With Clients

There are no funds listed for this advisor at this time.

Firm Client types

Qualifications

Experience

No timeline events available.
Employer Years Dates
AXA Advisors, LLC 17 years Sep 1999 - Present
The Equitable Life Assurance Society of The Unitedstates 27 years, 5 months Apr 1977 - Sep 2004
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Stephen Kent Woodruff?
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Designations & Memberships

  • Chartered Financial Consultant
    Designation
    Chartered Financial Consultant
    Invididuals holding this designation understand the fundamentals of financial planning, including income tax, insurance, investment and estate planning.
  • Chartered Life Underwriter
    Designation
    Chartered Life Underwriter
    A prestigious certification for advisors, designees are exposed to nearly 100 topics on integrated financial planning. Major topics include, but not limited to: insurance, employee benefits, securities, state and federal tax, estate tax and planning, asset protection, etc.

Articles and Answers

Insights by Stephen Woodruff

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Answers

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Licenses & Conducts

SEC
U.S. Securities and Exchange Commission
  • license status
    Registered
  • disclosures
    1
  • as of date
    Jan 12, 2012
FINRA
FINRA
  • license status
    Registered
  • disclosures
    1
  • as of date
    Apr 11, 2016
Review the status and details of the disclosures noted above using the SEC's Investment Advisor Public Disclosure website:

Assets

AXA Advisors, LLC

Last updated on March 30, 2016
    • $9.9B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 40K
      Accounts
    • $246.1K
      Estimated Average Account Balance

Fees

Types of Compensation Arrangements

  • Percentage Of Assets
  • Hourly Charges
  • Fixed Fees
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