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Adrienne Elizabeth Rowles

Accredited Asset Management Specialist

Ameriprise Financial Services, Inc.

Kingston

Massachusetts

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Overview

Services

Advisor Services

  • Financial Planning
    • -Estate Planning
    • -Retirement Planning
    • -Charitable Planning
    • -Other Financial Planning
  • Insurance
    • -Life Insurance
    • -Annuities
    • -Business Insurance
  • Pension Consulting
    • -401k
    • -403b
    • -457
    • -Defined Benefit
    • -Other Pension Consulting
  • Portfolio Management
    • -Individuals and/or Small Businesses
    • -Businesses or Institutional Clients
    • -Other Portfolio Management

Funds

Funds Used With Clients

There are no funds listed for this advisor at this time.

Firm Client types

There is no client type data to display at this time.

Qualifications

Experience

No timeline events available.
Employer Years Dates
Thrivent Investment Management Inc 3 weeks, 6 days Jan 2020 - Present
Thrivent Financial 3 weeks, 6 days Jan 2020 - Present
Ameriprise Financial Services, Inc 2 years, 8 months Apr 2017 - Dec 2019
Raymond James Financial Services Advisors, Inc. 8 years, 3 months Jan 2009 - Apr 2017
Finra 8 years, 7 months Sep 2008 - Apr 2017
Pictet & Cie 12 years, 3 months Jan 2005 - Apr 2017
Black Swan Stables 16 years, 3 months Jan 2001 - Apr 2017

Designations & Memberships

  • Accredited Asset Management Specialist
    Designation
    Accredited Asset Management Specialist
    Individuals holding this designation are well versed in asset management processses, asset allocation and selection, taxation of investment products, investments and insurance for both individuals and businesses

Articles and Answers

Insights by Adrienne Rowles

There are no insights for this advisor to display at this time.

Answers

Ask a financial questionAsk a question
I had a 401K plan though my former employer. I don't know where my funds went. What do I do? Can you help me?
HI Claudia; Have they stopped sending your statements? Did the company you worked for merge with another company or terminate it's existence? If you give me the name of the company ( old or new name) I can look it up to see if the plan was terminated, and it's current status.Adrienne Rowles...  (more)
Answered Aug 2016
    *Answers are submitted by advisors without compensation.

    Licenses & Conducts

    SEC
    U.S. Securities and Exchange Commission
    • license status
      Registered
    • disclosures
      3
    • as of date
      Jan 15, 2020
    FINRA
    FINRA
    • license status
      Registered
    • disclosures
      3
    • as of date
      Feb 28, 2019
    Review the status and details of the disclosures noted above using the SEC's Investment Advisor Public Disclosure website:

    Assets

    Ameriprise Financial Services, Inc.

    Last updated on Jan. 22, 2020
      • $248.3B
        Total Assets Under Management
      • N/A
        Total Assets Under Advisement
      • 1M
        Accounts
      • $178.2K
        Estimated Average Account Balance

    Fees

    Types of Compensation Arrangements

    • Percentage Of Assets
    • Hourly Charges
    • Fixed Fees