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Advisor Services

  • Financial Planning
    • -Comprehensive Financial Planning
    • -Retirement Planning
    • -College Planning
  • Pension Consulting
    • -401k
    • -403b
    • -Defined Benefit
  • Portfolio Management
    • -Individuals and/or Small Businesses


Funds Used With Clients

There are no funds listed for this advisor at this time.

Firm Client types



No timeline events available.
Employer Years Dates
Ritholtz Wealth Management 1 year, 8 months Jun 2018 - Present
Thirtynorth Investments, LLC 6 years, 7 months Jul 2013 - Present
Ignite Investments and Planning 6 months Jan 2013 - Jul 2013
Ferro Financial, LLC 2 years Jan 2011 - Jan 2013
Wealthstream Advisors, Inc. 1 year, 5 months Jul 2009 - Dec 2010
UBS Financial Services Inc. 3 years, 11 months May 2005 - Apr 2009

Designations & Memberships

  • Certified Financial Planner
    Certified Financial Planner
    A standard certification for advisors, designees are exposed to nearly 100 topics on integrated financial planning. Major topics include, but not limited to: insurance, employee benefits, securities, state and federal tax, estate tax and planning, asset protection, etc.
  • Chartered Financial Analyst
    Chartered Financial Analyst
    Widely considered the gold standard for investment professionals, this six decade old charter is only given to designees who can demonstrate competence, integrity, and dedication to the field of investment management.

Articles and Answers

Insights by Margaret Duquesnay

Commons Mistakes to Avoid in Your 401k Plan
Published 2012-06-05 15:12:06
Top Ten Mistakes Made by Individual Investors
Published 2012-02-06 09:10:11
    *Articles are published by advisors without compensation.


    Ask a financial questionAsk a question
    What exactly is estate tax?
    The estate tax is a tax on money inherited by anyone other than the deceased's spouse at the time of death. Currently the federal estate tax applies only to amounts over $5,000,000. The 2011 estate tax rate is 35%, alhtough it is has been as high as 55% in the recent past. One can inherit up to $5,0...  (more)
    Answered Feb 2012
    Is Obama's Buffett Rule supposed to replace the AMT?
    The simple answer is, no. The proposed "Buffett" rule is in addition to the existing AMT. Under the Buffett rule, all taxpayers with income greater the $1,000,000 per year must pay a minimum 30% federal tax rate. This means that they will only be eligible to take deductions up to the 30% threshhold....  (more)
    Answered May 2012
    What percentage of my income should I save for retirement?
    The answer to how much depends on several factors, including the age at which you want to retire, the income you need in retirement, and the expected return of your retirement investment portfolio. However, it is likely a much larger percentage than you would expect. If your employer matches your c...  (more)
    Answered Feb 2012
      *Answers are submitted by advisors without compensation.

      Licenses & Conducts

      U.S. Securities and Exchange Commission
      • license status
      • disclosures
      • as of date
        Jan 19, 2020
      • license status
        Not registered
      • disclosures
      • as of date
        Apr 2, 2019
      Review the status and details of the disclosures noted above using the SEC's Investment Advisor Public Disclosure website:


      Ritholtz Wealth Management

      Last updated on May 3, 2019
        • $1.0B
          Total Assets Under Management
        • N/A
          Total Assets Under Advisement
        • 3K
        • $385.6K
          Estimated Average Account Balance


      Types of Compensation Arrangements