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Overview

Services

Advisor Services

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Funds

Funds Used With Clients

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Firm Client types

Qualifications

Experience

No timeline events available.
Employer Years Dates
Securities America, Inc. 6 months, 3 weeks Nov 2016 - Present
Hd Vest Advisory Services 11 months Nov 2015 - Oct 2016
Cadaret, Grant & Co., Inc 5 years, 3 months Sep 2010 - Dec 2015
Sterne Agee 2 years, 3 months Jun 2008 - Sep 2010
Ferris, Baker Watts, Inc. 1 year, 4 months Feb 2007 - Jun 2008
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Scott William Carr?
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Designations & Memberships

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Articles and Answers

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Licenses & Conducts

SEC
U.S. Securities and Exchange Commission
  • license status
    Registered
  • disclosures
    None
  • as of date
    Feb 7, 2017
FINRA
FINRA
  • license status
    Registered
  • disclosures
    None
  • as of date
    Feb 8, 2017
Review the status and details of the disclosures noted above using the SEC's Investment Advisor Public Disclosure website:

Assets

Securities America Advisors, Inc.

Last updated on Jan. 3, 2017
    • $13.4B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 92K
      Accounts
    • $145.4K
      Estimated Average Account Balance

Fees

Types of Compensation Arrangements

  • Percentage Of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions
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