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Overview

Services

Advisor Services

  • Financial Planning

Funds

Funds Used With Clients

There are no funds listed for this advisor at this time.

Firm Client types

Qualifications

Experience

No timeline events available.
Employer Years Dates
Strategic Financial Alliance 3 months, 3 weeks Apr 2016 - Present
Vsr Financial Services, Inc 5 years, 3 months Jan 2011 - Apr 2016
Vsr Advisory Services, Inc 5 years, 3 months Jan 2011 - Apr 2016
Carnegie Wealth Advisors, LLC 9 years Dec 2001 - Dec 2010
Sanders Morris Harris Inc. 9 years Dec 2001 - Dec 2010
Smh Capital Advisors, Inc. 9 years Dec 2001 - Dec 2010
Carnegie Wealth Management 30 years Aug 1986 - Present
Are You
Roy Allen Johnston?
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Designations & Memberships

Membership information not available

Articles and Answers

Insights by Roy Johnston

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Answers

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Licenses & Conducts

SEC
U.S. Securities and Exchange Commission
  • license status
    Registered
  • disclosures
    1
  • as of date
    May 20, 2016
FINRA
FINRA
  • license status
    Registered
  • disclosures
    1
  • as of date
    May 20, 2016
Review the status and details of the disclosures noted above using the SEC's Investment Advisor Public Disclosure website:

Assets

The Strategic Financial Alliance

Last updated on May 2, 2016
    • $441.4M
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 5K
      Accounts
    • $83.5K
      Estimated Average Account Balance

Fees

Types of Compensation Arrangements

  • Percentage Of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions
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