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Overview

Services

Advisor Services

  • Financial Planning
    • -Estate Planning
    • -Comprehensive Financial Planning
    • -Retirement Planning
    • -College Planning
    • -Charitable Planning
    • -Other Financial Planning
  • Insurance
    • -Life Insurance
    • -Long-Term Care Insurance
    • -Annuities
    • -Other Insurance
  • Pension Consulting
    • -401k
    • -403b
    • -457
    • -Defined Benefit
    • -Other Pension Consulting
  • Portfolio Management
    • -Individuals and/or Small Businesses
    • -Investment Companies
    • -Businesses or Institutional Clients
    • -Other Portfolio Management

Funds

Funds Used With Clients

There are no funds listed for this advisor at this time.

Firm Client types

Qualifications

Experience

No timeline events available.
Employer Years Dates
Pensionmark Financial Group, LLC 3 years, 2 months Aug 2015 - Present
The 401K Source 12 years, 4 months Jun 2006 - Present
The 401K Source, Inc. 14 years, 7 months Mar 2004 - Present
Lpl Financial, LLC 16 years, 4 months Mar 1999 - Jul 2015

Designations & Memberships

  • Investment Management Consultants Association
    Membership
    Investment Management Consultants Association
    IMCA—Investment Management Consultants Association—was established in 1985 to deliver the premier investment consulting and wealth management credentials and world-class educational offerings—membership, conferences, research, and publications. IMCA sets the standards and practices for the investment management consulting profession and provides investment consultants with the credentials and tools required to best serve their clients.
  • Accredited Investment Fiduciary Analyst
    Designation
    Accredited Investment Fiduciary Analyst
    The AIFA designees hold the knowledge necessary to understand and implement a prudent process for Investment Stewards, Investment Advisors, and Investment Managers and can perform fiduciary assessments to verify or certify an entity's conformity to CEFEX's Global Fiduciary Standard of Excellence.
  • Certified Investment Management Analyst
    Designation
    Certified Investment Management Analyst
    This designation focuses on asset allocation, ethics, due diligence, risk measurement, investment policy and performance measurement.

Articles and Answers

Insights by Thomas Turner

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Answers

Ask a financial questionAsk a question
Bull vs. Bear Market?
Although the terminology used by stock brokers and Wall Street people may seem complicated with jargon, but the easiest to explain and understand is the terms of bull and bear. First off the Bull market refers to investors who believe that the market or individual stocks will rise in value. As for t...  (more)
Answered Mar 2012
    *Answers are submitted by advisors without compensation.

    Licenses & Conducts

    SEC
    U.S. Securities and Exchange Commission
    • license status
      Registered
    • disclosures
      None
    • as of date
      Oct 27, 2016
    FINRA
    FINRA
    • license status
      Not registered
    • disclosures
      None
    • as of date
      Oct 27, 2016
    Review the status and details of the disclosures noted above using the SEC's Investment Advisor Public Disclosure website:

    Assets

    Advisor

    Last updated on Oct. 5, 2017
      • $51.0M
        Total Assets Under Management
      • $0
        Total Assets Under Advisement
      • 20
        number of clients
      • $2.6M
        Estimated Average Account Balance Per Client

    The 401K Source, Inc.

    Last updated on April 8, 2016
      • $70.0M
        Total Assets Under Management
      • N/A
        Total Assets Under Advisement
      • 180
        Accounts
      • $388.9K
        Estimated Average Account Balance

    Fees

    Types of Compensation Arrangements