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Overview

Services

Advisor Services

  • Financial Planning

  • Pension Consulting

  • Other
    • -Selection of Other Advisors

Funds

Funds Used With Clients

There are no funds listed for this advisor at this time.

Firm Client types

Qualifications

Experience

No timeline events available.
Employer Years Dates
Bank of America, N.A. 10 months, 4 weeks Sep 2015 - Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated 1 year, 1 month Jun 2015 - Present
Barclays Capital Inc. 4 years, 2 months Apr 2011 - Jun 2015
Bear, Stearns & Co. Inc. 1 month Oct 2008 - Oct 2008
J.P. Morgan Securities Inc. 8 years, 6 months Oct 2002 - Apr 2011
Jpmorgan Chase Bank 8 years, 6 months Oct 2002 - Apr 2011
Donaldson, Lufkin & Jenrette Securities Corporation 13 years, 6 months Apr 1995 - Oct 2008
Are You
Rosalie Hunter?
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Designations & Memberships

Membership information not available

Articles and Answers

Insights by Rosalie Hunter

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Answers

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Licenses & Conducts

SEC
U.S. Securities and Exchange Commission
  • license status
    Registered
  • disclosures
    None
  • as of date
    Oct 9, 2015
FINRA
FINRA
  • license status
    Registered
  • disclosures
    None
  • as of date
    May 23, 2016
Review the status and details of the disclosures noted above using the SEC's Investment Advisor Public Disclosure website:

Assets

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Last updated on July 20, 2016
    • $575.3B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 2M
      Accounts
    • $335.4K
      Estimated Average Account Balance

Fees

Types of Compensation Arrangements

  • Percentage Of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions
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