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William A. Sweet

Deeply in tune with the US tax code. US Army combat veteran.

Ritholtz Wealth Management
MANAGING MEMBER

Tuxedo Park

NY

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Overview

Services

Advisor Services

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Funds

Funds Used With Clients

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Firm Client types

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Qualifications

Experience

No timeline events available.
Employer Years Dates
Stevens & Sweet Inc. 7 years, 8 months Apr 2012 - Present
H.Beck Inc. 10 years, 6 months Jun 2009 - Present
Genworth Financial Securities Corporation 1 year, 9 months Sep 2007 - Jun 2009
Genworth Financial Advisers Corporation 1 year, 9 months Sep 2007 - Jun 2009
United States Army 17 years, 7 months May 2002 - Present

Designations & Memberships

  • Certified Financial Planner
    Designation
    Certified Financial Planner
    A standard certification for advisors, designees are exposed to nearly 100 topics on integrated financial planning. Major topics include, but not limited to: insurance, employee benefits, securities, state and federal tax, estate tax and planning, asset protection, etc.

Articles and Answers

Insights by William Sweet

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Answers

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Licenses & Conducts

SEC
U.S. Securities and Exchange Commission
  • license status
    Not registered
  • disclosures
    None
  • as of date
    N/A
FINRA
FINRA
  • license status
    Not registered
  • disclosures
    None
  • as of date
    Nov 16, 2018
Review the status and details of the disclosures noted above using the SEC's Investment Advisor Public Disclosure website:

Assets

Ritholtz Wealth Management

Last updated on May 3, 2019
    • $1.0B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 3K
      Accounts
    • $385.6K
      Estimated Average Account Balance

Fees

Types of Compensation Arrangements

  • Percentage Of Assets
  • Hourly Charges
  • Fixed Fees