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James Shagawat, MBA, CFP®, ChFC®

What keeps you up at night? Let’s chat about it.

Baron Financial Group LLC

Paramus

NJ

Contact Me

Overview

Services

Advisor Services

  • Financial Planning
    • -Estate Planning
    • -Comprehensive Financial Planning
    • -Retirement Planning
    • -College Planning
    • -Other Financial Planning
    • -Tax Planning
  • Portfolio Management
    • -Individuals and/or Small Businesses

Funds

Funds Used With Clients

There are no funds listed for this advisor at this time.

Firm Client types

Qualifications

Experience

No timeline events available.
Employer Years Dates
Shagawat Financial Advisors, LLC 2 years, 2 months Mar 2017 - Present
The Baron Financial Group LLC 15 years, 2 months Jan 2002 - Mar 2017

Designations & Memberships

  • National Association of Personal Financial Advisors
    Membership
    National Association of Personal Financial Advisors
    NAPFA, the National Association of Personal Financial Advisors, is the nation’s leading organization dedicated to the advancement of Fee-Only comprehensive financial planning. Consumers and the media look to NAPFA for access to financial advisors who meet the highest standards for professional competency, comprehensive financial planning and Fee-Only compensation.
  • Certified Financial Planner
    Designation
    Certified Financial Planner
    A standard certification for advisors, designees are exposed to nearly 100 topics on integrated financial planning. Major topics include, but not limited to: insurance, employee benefits, securities, state and federal tax, estate tax and planning, asset protection, etc.
  • Chartered Financial Consultant
    Designation
    Chartered Financial Consultant
    Invididuals holding this designation understand the fundamentals of financial planning, including income tax, insurance, investment and estate planning.

Articles and Answers

Insights by James Shagawat

Bonds Away!
Published 2013-05-14 08:10:20
Are Portfolio Losses Tax Deductible?
Published 2013-07-09 07:18:40
Asset Allocation Without Reservation
Published 2013-06-05 06:29:46
Your First Priority!
Published 2013-04-04 12:03:08
Understanding Mutual Fund Categories
Published 2013-02-22 12:33:27
    *Articles are published by advisors without compensation.

    Answers

    Ask a financial questionAsk a question
    How can i find old 401k?
    Old 401(k) - Many people forget to roll their 401(k)s into IRAs when they leave an employer. Then if the former company closes, these accounts are usually difficult to find. To track down a missing 401(k): contact the Department of Labor’s Employee Benefits Security Administration (EBSA) at 866-444...  (more)
    Answered Jun 2013
    Do I have a 401k account with you?
    Many people forget to roll their 401(k)s into IRAs when they leave an employer. Then if the former company closes, these accounts are usually difficult to find. To track down a missing 401(k): contact the Department of Labor’s Employee Benefits Security Administration at 866-444-3272. Track down a ...  (more)
    Answered Mar 2015
      *Answers are submitted by advisors without compensation.

      Licenses & Conducts

      SEC
      U.S. Securities and Exchange Commission
      • license status
        Registered
      • disclosures
        None
      • as of date
        May 23, 2019
      FINRA
      FINRA
      • license status
        Not registered
      • disclosures
        None
      • as of date
        N/A
      Review the status and details of the disclosures noted above using the SEC's Investment Advisor Public Disclosure website:

      Assets

      Baron Financial Group LLC

      Last updated on April 29, 2019
        • $203.4M
          Total Assets Under Management
        • N/A
          Total Assets Under Advisement
        • 804
          Accounts
        • $253.0K
          Estimated Average Account Balance

      Fees

      Fee Only Advisor
      $
      This advisor has certified that they are compensated soley by their clients, and do not accept commisions or compensation of any kind based on the products they recommend.

      Types of Compensation Arrangements

      • Percentage Of Assets