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Stanley Steppes

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Overview

Services

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Funds

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Qualifications

Experience

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Employer Years Dates
Christian Alexander Wealth Advisors, LLC 3 years, 6 months Mar 2013 - Present
Cambridge Investment Research Advisors,Inc. 1 month, 4 weeks Jan 2013 - Mar 2013
Cambridge Investment Research, Inc 1 year, 2 months Jan 2012 - Mar 2013
Fenwick Securities, Inc. 1 year, 10 months Feb 2010 - Dec 2011
Michigan Securities, Inc. 1 year, 10 months Mar 2008 - Jan 2010
Natcity Investments Inc 1 year Nov 2006 - Nov 2007
Ameriprise Financial Services, Inc. 1 year, 1 month Oct 2005 - Nov 2006
Raymond James Financial Services, Inc. 1 year, 2 months Aug 2004 - Oct 2005
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Stanley Marquis Steppes?
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Designations & Memberships

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Articles and Answers

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Answers

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Licenses & Conducts

SEC
U.S. Securities and Exchange Commission
  • license status
    Not registered
  • disclosures
    2
  • as of date
    Jan 2, 2014
FINRA
FINRA
  • license status
    Not registered
  • disclosures
    2
  • as of date
    Dec 11, 2014
Review the status and details of the disclosures noted above using the SEC's Investment Advisor Public Disclosure website:

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