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Overview

Services

Advisor Services

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Funds

Funds Used With Clients

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Firm Client types

Qualifications

Experience

No timeline events available.
Employer Years Dates
Investment Centers of America 4 years, 6 months Feb 2012 - Present
Proequities, Inc 1 year, 8 months Jun 2010 - Feb 2012
Uvest Financial Services Group 5 years, 2 months Mar 2005 - May 2010
Bankers Life & Casualty 7 years, 6 months Aug 2004 - Feb 2012
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Raymond Lee Empkey?
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Designations & Memberships

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Articles and Answers

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Answers

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Licenses & Conducts

SEC
U.S. Securities and Exchange Commission
  • license status
    Not registered
  • disclosures
    None
  • as of date
    N/A
FINRA
FINRA
  • license status
    Registered
  • disclosures
    3
  • as of date
    Apr 23, 2016
Review the status and details of the disclosures noted above using the SEC's Investment Advisor Public Disclosure website:

Assets

Investment Centers of America, Inc.

Last updated on July 25, 2016
    • $3.1B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 23K
      Accounts
    • $135.4K
      Estimated Average Account Balance

Fees

Types of Compensation Arrangements

  • Percentage Of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions
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