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Overview

Services

Advisor Services

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Funds

Funds Used With Clients

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Firm Client types

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Qualifications

Experience

No timeline events available.
Employer Years Dates
Morgan Stanley Private Bank, National Association 5 years, 2 months Jan 2015 - Present
Morgan Stanley Private Bank, National Associationnew York, Ny 5 years, 2 months Jan 2015 - Present
Morgan Stanley Smith Barney 9 years, 1 month Mar 2011 - Present
Alliant Insurance Services 4 years, 4 months Nov 2006 - Mar 2011

Designations & Memberships

Membership information not available

Articles and Answers

Insights by Archie Underwood

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Answers

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Licenses & Conducts

SEC
U.S. Securities and Exchange Commission
  • license status
    Not registered
  • disclosures
    None
  • as of date
    Feb 27, 2020
FINRA
FINRA
  • license status
    Registered
  • disclosures
    None
  • as of date
    Dec 2, 2019
Review the status and details of the disclosures noted above using the SEC's Investment Advisor Public Disclosure website:

Assets

Morgan Stanley

Last updated on March 18, 2020
    • $729.2B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 2M
      Accounts
    • $401.7K
      Estimated Average Account Balance

Fees

Types of Compensation Arrangements

  • Percentage Of Assets
  • Fixed Fees
  • Commissions
  • Other