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Advisor Services

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Employer Years Dates
First Trust Portfolios L.P. 8 years, 7 months Mar 2008 - Present
Ritchie Capital 3 months May 2006 - Aug 2006
Ritchie Capital 3 years, 4 months Apr 2004 - Aug 2007
Wheaton College 4 years, 4 months Aug 2003 - Dec 2007
Wheaton College 3 years, 9 months Aug 2003 - May 2007
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Christopher Ryan Fossum?
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Licenses & Conducts

U.S. Securities and Exchange Commission
  • license status
  • disclosures
  • as of date
    Dec 8, 2014
  • license status
  • disclosures
  • as of date
    May 24, 2016
Review the status and details of the disclosures noted above using the SEC's Investment Advisor Public Disclosure website:


First Trust Advisors Lp

Last updated on March 30, 2016
    • $104.2B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 4K
    • $25.3M
      Estimated Average Account Balance


Types of Compensation Arrangements

  • Percentage Of Assets
  • Fixed Fees Per Unit (Uits) For Supervisory Services
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