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Overview

Services

Advisor Services

  • Other
    • -Selection of Other Advisors

Funds

Funds Used With Clients

There are no funds listed for this advisor at this time.

Firm Client types

Qualifications

Experience

No timeline events available.
Employer Years Dates
Hsbc Securities (USA) Inc. 6 years, 8 months Jan 2010 - Present
Itau Europa Securities Inc 11 months Jul 2008 - Jun 2009
Banco Itau Europa International 2 years Jun 2007 - Jun 2009
Bank of America 2 years May 2005 - May 2007
Are You
Claudia Ripper?
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Designations & Memberships

Membership information not available

Articles and Answers

Insights by Claudia Ripper

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Answers

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Licenses & Conducts

SEC
U.S. Securities and Exchange Commission
  • license status
    Not registered
  • disclosures
    None
  • as of date
    N/A
FINRA
FINRA
  • license status
    Registered
  • disclosures
    1
  • as of date
    Apr 26, 2016
Review the status and details of the disclosures noted above using the SEC's Investment Advisor Public Disclosure website:

Assets

Hsbc Securities (USA) Inc.

Last updated on April 7, 2016
    • $3.0B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 12K
      Accounts
    • $241.9K
      Estimated Average Account Balance

Fees

Types of Compensation Arrangements

  • Percentage Of Assets
  • Fixed Fees
  • Performance-Based Fees
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