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Overview

Services

Advisor Services

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Funds

Funds Used With Clients

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Firm Client types

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Qualifications

Experience

No timeline events available.
Employer Years Dates
Mml Investors Services, LLC 9 years, 1 month Apr 2010 - Present
Mass Mutual Life Insurance Company 9 years, 2 months Mar 2010 - Present
Wachovia Bank, N.A. 2 years, 6 months Sep 2007 - Mar 2010
Wachovia Securities, LLC 2 years, 6 months Sep 2007 - Mar 2010

Designations & Memberships

Membership information not available

Articles and Answers

Insights by Harrison Nathan

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Answers

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Licenses & Conducts

SEC
U.S. Securities and Exchange Commission
  • license status
    Registered
  • disclosures
    None
  • as of date
    May 14, 2019
FINRA
FINRA
  • license status
    Registered
  • disclosures
    None
  • as of date
    May 14, 2019
Review the status and details of the disclosures noted above using the SEC's Investment Advisor Public Disclosure website:

Assets

Mml Investors Services, LLC

Last updated on May 10, 2019
    • $30.1B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 186K
      Accounts
    • $162.0K
      Estimated Average Account Balance

Fees

Types of Compensation Arrangements

  • Percentage Of Assets
  • Hourly Charges
  • Fixed Fees
  • Other