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Overview

Services

Advisor Services

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Funds

Funds Used With Clients

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Firm Client types

Qualifications

Experience

No timeline events available.
Employer Years Dates
Securities America Advisors 12 months Oct 2015 - Present
Securities America Inc 12 months Oct 2015 - Present
Intervest International Equities Corporation 6 years, 3 months Jul 2009 - Oct 2015
Dynamic Financial 9 years, 9 months Jan 2007 - Present
Sunset Financial Services, Inc. 13 years, 5 months Aug 1995 - Jan 2009
Kansas City Life Ins Co 32 years, 6 months Nov 1976 - May 2009
Rowe Agency 30 years, 2 months Nov 1976 - Jan 2007
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Ernest James Rowe?
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Designations & Memberships

  • Chartered Financial Consultant
    Designation
    Chartered Financial Consultant
    Invididuals holding this designation understand the fundamentals of financial planning, including income tax, insurance, investment and estate planning.

Articles and Answers

Insights by Ernest Rowe

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Answers

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Licenses & Conducts

SEC
U.S. Securities and Exchange Commission
  • license status
    Registered
  • disclosures
    2
  • as of date
    Nov 3, 2015
FINRA
FINRA
  • license status
    Registered
  • disclosures
    2
  • as of date
    Nov 3, 2015
Review the status and details of the disclosures noted above using the SEC's Investment Advisor Public Disclosure website:

Assets

Securities America Advisors, Inc.

Last updated on July 26, 2016
    • $13.4B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 92K
      Accounts
    • $145.4K
      Estimated Average Account Balance

Fees

Types of Compensation Arrangements

  • Percentage Of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions
  • Other