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Employer Years Dates
Securities America Advisors 1 year Oct 2015 - Present
Securities America Inc 1 year Oct 2015 - Present
Intervest International Equities Corporation 6 years, 3 months Jul 2009 - Oct 2015
Dynamic Financial 9 years, 9 months Jan 2007 - Present
Sunset Financial Services, Inc. 13 years, 5 months Aug 1995 - Jan 2009
Kansas City Life Ins Co 32 years, 6 months Nov 1976 - May 2009
Rowe Agency 30 years, 2 months Nov 1976 - Jan 2007
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Ernest James Rowe?
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Designations & Memberships

  • Chartered Financial Consultant
    Chartered Financial Consultant
    Invididuals holding this designation understand the fundamentals of financial planning, including income tax, insurance, investment and estate planning.

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Licenses & Conducts

U.S. Securities and Exchange Commission
  • license status
  • disclosures
  • as of date
    Nov 3, 2015
  • license status
  • disclosures
  • as of date
    Nov 3, 2015
Review the status and details of the disclosures noted above using the SEC's Investment Advisor Public Disclosure website:


Securities America Advisors, Inc.

Last updated on July 26, 2016
    • $13.4B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 92K
    • $145.4K
      Estimated Average Account Balance


Types of Compensation Arrangements

  • Percentage Of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions
  • Other
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