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Advisor Services

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Firm Client types



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Employer Years Dates
RBC Capital Markets, LLC 5 years, 3 months Jul 2011 - Present
Oakes Fitzwilliams & Co. L.P. 2 years, 1 month May 2009 - Jun 2011
North Sea Partners 2 years, 2 months Apr 2009 - Jun 2011
Citigroup Global Markets Inc. 10 years, 4 months Nov 1998 - Mar 2009
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Judith Fishlow Minter?
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Licenses & Conducts

U.S. Securities and Exchange Commission
  • license status
    Not registered
  • disclosures
  • as of date
  • license status
  • disclosures
  • as of date
    Apr 26, 2016
Review the status and details of the disclosures noted above using the SEC's Investment Advisor Public Disclosure website:


RBC Capital Markets, LLC

Last updated on Aug. 18, 2016
    • $76.3B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 192K
    • $396.8K
      Estimated Average Account Balance


Types of Compensation Arrangements

  • Percentage Of Assets
  • Fixed Fees
  • Commissions
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