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Daniel Patrick Whiting

Financial advisor partnering with clients primarily in the greater Boston area

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Newton

MA

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Overview

Services

Advisor Services

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Funds

Funds Used With Clients

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Firm Client types

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Qualifications

Experience

No timeline events available.
Employer Years Dates
Merrill Lynch, Pierce, Fenner & Smith Incorporatednewton, Ma 2 years Feb 2018 - Present
Bank of America, N.A. 2 years Feb 2018 - Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated 2 years Feb 2018 - Present
Fidelity Investments 1 year, 5 months Sep 2016 - Feb 2018
Fidelity Investments 3 years, 8 months Dec 2012 - Aug 2016
Fidelity Investments 1 year, 3 months Aug 2011 - Nov 2012
Fidelity Investments 10 months Oct 2010 - Aug 2011
Fidelity Investments 8 months Feb 2010 - Oct 2010

Designations & Memberships

  • Certified Financial Planner
    Designation
    Certified Financial Planner
    A standard certification for advisors, designees are exposed to nearly 100 topics on integrated financial planning. Major topics include, but not limited to: insurance, employee benefits, securities, state and federal tax, estate tax and planning, asset protection, etc.

Articles and Answers

Insights by Daniel Whiting

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Answers

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Licenses & Conducts

SEC
U.S. Securities and Exchange Commission
  • license status
    Registered
  • disclosures
    None
  • as of date
    Feb 2, 2020
FINRA
FINRA
  • license status
    Registered
  • disclosures
    2
  • as of date
    Dec 2, 2019
Review the status and details of the disclosures noted above using the SEC's Investment Advisor Public Disclosure website:

Assets

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Last updated on Jan. 22, 2020
    • $797.3B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 2M
      Accounts
    • $322.5K
      Estimated Average Account Balance

Fees

Types of Compensation Arrangements

  • Percentage Of Assets
  • Fixed Fees
  • Commissions