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Overview

Services

Advisor Services

There is no Services data available to display at this time.

Qualifications

Experience

No timeline events available.
Employer Years Dates
Eagle Strategies LLC 2 years, 8 months Nov 2016 - Present
Nylife Securities LLC 3 years, 1 month Jun 2016 - Present
New York Life Insurance 3 years, 3 months Apr 2016 - Present
Anderson Wealth Management, LLC 7 months Aug 2015 - Mar 2016
Cathay Consultants Ltd 2 years Aug 2013 - Aug 2015
Argentus Advisors, LLC 9 months Nov 2012 - Aug 2013
Summitalliance Advisors, LLC 3 months Aug 2012 - Nov 2012
Summit Alliance Securities LLC 4 months Mar 2012 - Jul 2012
The Wealthcare Center 1 year, 5 months Feb 2012 - Jul 2013
New England Securities 1 year, 4 months Nov 2010 - Mar 2012
Cathay Consultants 12 years, 1 month Jul 2001 - Aug 2013

Designations & Memberships

Membership information not available

Articles and Answers

Insights by Kevin Dauphinee

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Answers

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Licenses & Conducts

SEC
U.S. Securities and Exchange Commission
  • license status
    Registered
  • disclosures
    1
  • as of date
    Jun 2, 2019
FINRA
FINRA
  • license status
    Registered
  • disclosures
    1
  • as of date
    Jun 2, 2019
Review the status and details of the disclosures noted above using the SEC's Investment Advisor Public Disclosure website:

Assets

Cathay Consultants Ltd.

Last updated on March 30, 2015
    • $800.0K
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 2
      Accounts
    • $400.0K
      Estimated Average Account Balance

Fees

Types of Compensation Arrangements

  • Hourly Charges
  • Fixed Fees
  • Other