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Overview

Services

Advisor Services

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Funds

Funds Used With Clients

Firm Client types

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Qualifications

Experience

No timeline events available.
Employer Years Dates
Raymond James & Associates 7 months, 1 week Sep 2019 - Present
Morgan Stanley Private Bank, National Association 4 years, 8 months Jan 2015 - Sep 2019
Morgan Stanley Private Bank, National Associationnew York, Ny 4 years, 8 months Jan 2015 - Sep 2019
Morgan Stanley 5 years, 7 months Feb 2014 - Sep 2019
Capnet Securities 1 year, 7 months May 2012 - Dec 2013
Wonderworld Cave 1 month Mar 2012 - Mar 2012
Apple Computer Inc. 10 months May 2010 - Mar 2011
Texas State University 3 years, 9 months Aug 2008 - May 2012

Designations & Memberships

Membership information not available

Articles and Answers

Insights by David Thompson

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Answers

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Licenses & Conducts

SEC
U.S. Securities and Exchange Commission
  • license status
    Registered
  • disclosures
    1
  • as of date
    Dec 21, 2019
FINRA
FINRA
  • license status
    Registered
  • disclosures
    1
  • as of date
    Dec 21, 2019
Review the status and details of the disclosures noted above using the SEC's Investment Advisor Public Disclosure website:

Assets

Raymond James & Associates, Inc.

Last updated on Feb. 12, 2020
    • $203.9B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 678K
      Accounts
    • $301.0K
      Estimated Average Account Balance

Fees

Types of Compensation Arrangements

  • Percentage Of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions