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Overview
Description
Nicolet Hemmy is a financial professional at Cuna Brokerage Services, Inc., a broker-dealer with 813 registered representatives nationwide. Nicolet has held an industry securities registration for 9 years and is subject to SEC and FINRA oversight....Information
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other namesNici E Hemmy
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Other FirmsN/A
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doing business asN/A
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typeSEC and FINRA Registered
Location
5910 Mineral Point Rd
Madison,
WI
53705
N/A
Services
Advisor Services
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Financial Planning
Funds
Funds Used With Clients
There are no funds listed for this advisor at this time.
Firm Client types
Qualifications
Experience
No timeline events available.
| Employer | Years | Dates |
|---|---|---|
| Cuna Brokerage Services, Inc. | 10 years, 5 months | May 2006 - Present |
| Cuna Mutual Group | 15 years, 4 months | Jun 2001 - Present |
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Designations & Memberships
Membership information not available
Articles and Answers
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Answers
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Advisor Links
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Licenses & Conducts
U.S. Securities and Exchange Commission
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license statusRegistered
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disclosuresNone
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as of dateJul 23, 2015
FINRA
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license statusRegistered
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disclosuresNone
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as of dateApr 21, 2016
Review the status and details of the disclosures noted above using the SEC's Investment Advisor Public Disclosure website:
Assets
Cuna Brokerage Services, Inc.
Last updated on March 31, 2016
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$1.3BTotal Assets Under Management
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N/ATotal Assets Under Advisement
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6KAccounts
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$211.8KEstimated Average Account Balance
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Fees
Types of Compensation Arrangements
- Percentage Of Assets
- Hourly Charges
- Financial Planning And Retainer Fees Exp. Reimb., Rev. Sharing