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Overview

Services

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Funds

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Firm Client types

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Qualifications

Experience

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Employer Years Dates
Merrill Lynch, Pierce, Fenner & Smith Incorporated 9 years, 5 months May 2009 - Present
Are You
Juan Pablo Duayhe Sarquis?
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Designations & Memberships

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Articles and Answers

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Answers

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Licenses & Conducts

SEC
U.S. Securities and Exchange Commission
  • license status
    Not registered
  • disclosures
    None
  • as of date
    N/A
FINRA
FINRA
  • license status
    Registered
  • disclosures
    None
  • as of date
    Apr 30, 2016
Review the status and details of the disclosures noted above using the SEC's Investment Advisor Public Disclosure website:

Assets

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Last updated on Oct. 11, 2018
    • $819.8B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 2M
      Accounts
    • $360.8K
      Estimated Average Account Balance

Fees

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