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Overview

Services

Advisor Services

  • Financial Planning
    • -Retirement Planning
    • -Charitable Planning
  • Insurance
    • -Life Insurance
    • -Annuities
    • -Business Insurance
    • -Other Insurance
  • Pension Consulting
    • -401k
    • -403b
    • -457
    • -Defined Benefit
    • -Other Pension Consulting

Funds

Firm Client types

Qualifications

Experience

No timeline events available.
Employer Years Dates
Axa Advisors 5 years, 11 months Jan 2014 - Present
Total Attorneys, LLC 1 year Sep 2012 - Sep 2013
Inter Active Corp's 11 months Oct 2011 - Sep 2012
Alpha Centurion Group, LLC 1 year, 1 month Sep 2010 - Oct 2011

Designations & Memberships

Membership information not available

Articles and Answers

Insights by Javier Tafoya

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Answers

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Licenses & Conducts

SEC
U.S. Securities and Exchange Commission
  • license status
    Registered
  • disclosures
    None
  • as of date
    Dec 2, 2019
FINRA
FINRA
  • license status
    Registered
  • disclosures
    None
  • as of date
    Dec 2, 2019
Review the status and details of the disclosures noted above using the SEC's Investment Advisor Public Disclosure website:

Assets

Advisor

Last updated on Dec. 3, 2019
    • $0
      Total Assets Under Management
    • $0
      Total Assets Under Advisement
    • 0
      number of clients
    • $0
      Estimated Average Account Balance Per Client

Axa Advisors, LLC

Last updated on Oct. 14, 2019
    • $17.0B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 55K
      Accounts
    • $308.7K
      Estimated Average Account Balance

Fees

Types of Compensation Arrangements

  • Percentage Of Assets
  • Hourly Charges
  • Fixed Fees