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Francis James Aurino

Morgan Stanley

Beverly Hills

CA

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Overview

Services

Advisor Services

  • Financial Planning

  • Pension Consulting

  • Other
    • -Selection of Other Advisors
    • -Educational seminars/workshops

Funds

Funds Used With Clients

There are no funds listed for this advisor at this time.

Firm Client types

Qualifications

Experience

No timeline events available.
Employer Years Dates
Morgan Stanley Private Bank, National Association 1 year, 7 months Jan 2015 - Present
Morgan Stanley Smith Barney 7 years, 2 months Jun 2009 - Present
Citigroup Global Markets Inc. 23 years, 1 month Jul 1993 - Present
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Designations & Memberships

Membership information not available

Articles and Answers

Insights by Francis Aurino

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Answers

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Licenses & Conducts

SEC
U.S. Securities and Exchange Commission
  • license status
    Registered
  • disclosures
    2
  • as of date
    Apr 5, 2015
FINRA
FINRA
  • license status
    Registered
  • disclosures
    2
  • as of date
    Apr 17, 2016
Review the status and details of the disclosures noted above using the SEC's Investment Advisor Public Disclosure website:

Assets

Morgan Stanley

Last updated on July 20, 2016
    • $535.9B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 2M
      Accounts
    • $342.7K
      Estimated Average Account Balance

Fees

Types of Compensation Arrangements

  • Percentage Of Assets
  • Fixed Fees
  • Commissions
  • See Schedule D Miscellaneous
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