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Overview

Services

Advisor Services

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Funds

Funds Used With Clients

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Firm Client types

Qualifications

Experience

No timeline events available.
Employer Years Dates
Raymond James Financial Services 8 months, 4 weeks Jan 2016 - Present
Lpl Financial LLC (Formerly: Linsco/Private Ledgercorp.) 17 years, 11 months Feb 1998 - Jan 2016
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Charles Michael Barker?
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Designations & Memberships

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Articles and Answers

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Answers

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Licenses & Conducts

SEC
U.S. Securities and Exchange Commission
  • license status
    Registered
  • disclosures
    None
  • as of date
    Jan 22, 2016
FINRA
FINRA
  • license status
    Registered
  • disclosures
    None
  • as of date
    Mar 10, 2016
Review the status and details of the disclosures noted above using the SEC's Investment Advisor Public Disclosure website:

Assets

Raymond James Financial Services, Inc.

Last updated on Dec. 24, 2008
    • $17.9B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 67K
      Accounts
    • $267.2K
      Estimated Average Account Balance

Fees

Types of Compensation Arrangements

  • Percentage Of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions