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Lawrence William Waller

One Stop Shop for Investments, Taxes & Accounting

Sterne Agee Investment Advisor Services, Inc.

Decatur

GA

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Overview

Services

Advisor Services

  • Financial Planning
    • -Estate Planning
    • -Comprehensive Financial Planning
    • -Retirement Planning
    • -College Planning
    • -Charitable Planning
    • -Tax Planning

Qualifications

Experience

No timeline events available.
Employer Years Dates
Sterne Agee Investment Advisor Services, Inc. 5 years, 3 months Jan 2015 - Present
Sterne Agee Financial Services, Inc. 5 years, 7 months Sep 2014 - Present
Wrp Investments, Inc. 13 years Apr 2007 - Present
Hlm Financial Services 17 years, 9 months Jul 2002 - Present

Designations & Memberships

  • Association of African American Financial Advisors
    Membership
    Association of African American Financial Advisors
  • Financial Planning Association
    Membership
    Financial Planning Association
    The Financial Planning Association (FPA®) is the largest membership organization for personal financial planning experts in the U.S. and includes professionals from all backgrounds and business models. We help connect thousands of consumers to competent and ethical planners who uphold the FPA Standard of Care.
  • National Association of Independent Retirement Plan Advisors
    Membership
    National Association of Independent Retirement Plan Advisors
    The National Association of Independent Retirement Plan Advisors (NAIRPA) is a leader in the transformation of the national retirement system to improve transparency, effectiveness, and governance.
  • Certified Fund Specialist
    Designation
    Certified Fund Specialist
    CFS Designees have expertise in mutual funds and the mutual fund industry. These individuals advise clients on which mutual funds best suit their particular needs. Does not license individuals to buy or sell mutual funds.
  • Certified Private Wealth Advisor
    Designation
    Certified Private Wealth Advisor
    Candidates who earn this designation learn to identify and analyze challenges facing high-net-worth clients and learn to develop specific strategies to minimize taxes, monetize and protect assets, maximize growth, and transfer wealth.
  • Certified Professional Insurance Agent
    Designation
    Certified Professional Insurance Agent
    Supplemental designation for insurance professionals who want to improve their sales techniques.

Articles and Answers

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Licenses & Conducts

SEC
U.S. Securities and Exchange Commission
  • license status
    Registered
  • disclosures
    4
  • as of date
    Jan 3, 2020
FINRA
FINRA
  • license status
    Registered
  • disclosures
    3
  • as of date
    Jan 3, 2020
Review the status and details of the disclosures noted above using the SEC's Investment Advisor Public Disclosure website:

Assets

Sterne Agee Investment Advisor Services, Inc.

Last updated on Dec. 24, 2019
    • $478.3M
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 2K
      Accounts
    • $206.8K
      Estimated Average Account Balance

Fees

Types of Compensation Arrangements

  • Percentage Of Assets
  • Hourly Charges
  • Fixed Fees