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Overview

Services

Advisor Services

  • Financial Planning

Funds

Funds Used With Clients

There are no funds listed for this advisor at this time.

Firm Client types

Qualifications

Experience

No timeline events available.
Employer Years Dates
B.C. Ziegler and Company 8 years, 8 months Dec 2007 - Present
Cabrera Capital Markets, Inc. 1 year, 11 months Jan 2006 - Dec 2007
Rbc Dain Rauscher Inc. 1 year, 10 months Feb 2004 - Dec 2005
William R. Hough & Co. 12 years, 3 months Nov 1991 - Feb 2004
Are You
Cathryn Ann Connell?
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Designations & Memberships

Membership information not available

Articles and Answers

Insights by Cathryn Connell

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Answers

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Licenses & Conducts

SEC
U.S. Securities and Exchange Commission
  • license status
    Not registered
  • disclosures
    None
  • as of date
    May 27, 2009
FINRA
FINRA
  • license status
    Registered
  • disclosures
    None
  • as of date
    Apr 17, 2016
Review the status and details of the disclosures noted above using the SEC's Investment Advisor Public Disclosure website:

Assets

B. C. Ziegler and Company

Last updated on March 30, 2016
    • $412.3M
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 2K
      Accounts
    • $225.8K
      Estimated Average Account Balance

Fees

Types of Compensation Arrangements

  • Percentage Of Assets
  • Fixed Fees
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