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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

Assets

Assets

Last updated on June 28, 2019
    • $4.3B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 3K
      Accounts
    • $1.5M
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

10

name start date
Robert Newman Shapiro
April 2015
Michael James Stevens
July 2016
Michelle Ann Knight
October 2014
Winfield Craven Grimm
January 2016
Sharon Phelan
October 2014

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Ropes & Gray LLP -- --

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Kristin Dibarnaba Fazio Chief Compliance Officer January, 2015 less than 5%
      Michelle Ann Knight Chief Investment Officer, Chief Economist January, 2015 less than 5%
      Robert Newman Shapiro Chief Executive Officer September, 2016 less than 5%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Percentage Of Assets
        • Hourly Charges
        • Fixed Fees