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Overview

Assets

Assets

Last updated on May 11, 2017
    • $11.0B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 51K
      Accounts
    • $213.8K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

Advisors

Current Advisors

# of advisors

1,787

name start date
Robert John Cryts
October 2016
Brian C. Sheely
January 2012
Brice Thompson, AWMA, AAMS
October 2011
Daniel "Danny" Chen
January 2004
Ralph Winn
February 2006

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Associates In Excellence, Inc. -- --
    Cetera Advisor Networks Insurance Services LLC -- --
    Cetera Advisor Networks LLC Dual Registrant $15,297,813,415
    Cetera Advisors Insurance Services LLC -- --
    Cetera Financial Specialists LLC Broker-Dealer --
    Cetera Investment Advisers LLC IAR $7,816,218,055
    Cetera Investment Services LLC Broker-Dealer $0
    Fasi Insurance Services, Inc. -- --
    Fasi of Tx, Inc. -- --
    First Allied Advisory Services, Inc. IAR $4,542,958,875
    First Allied Retirement Services, Inc. -- --
    First Allied Securities, Inc. Dual Registrant $0
    Forwardframe LLC IAR $0
    Girard Securities, Inc. Dual Registrant $596,796,627
    Sbs Insurance Services of Fl, Inc -- --
    Sbs of California Insurance Agency, Inc -- --
    Summit Brokerage Services, Inc. Broker-Dealer --
    Summit Financial Group Inc IAR $1,670,873,833
    Tower Square Investment Management LLC IAR $173,323,412

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Gregory Alan Olson Assistant Secretary July, 2016 less than 5%
      James David Ballard Vice President July, 2016 less than 5%
      Mark Paul Shelson Treasurer July, 2016 less than 5%
      Bernard Andre Breton Vice President, Bd Chief Compliance Officer And Secretary May, 2006 less than 5%
      Kristy Marie Haley Advisory Chief Compliance Officer November, 2015 less than 5%
      Adam Nicholas Antoniades Manager May, 2015 less than 5%
      Erinn June Ford Manager And President May, 2015 less than 5%
      Brett Lamar Harrison Manager And Cheif Executive Officer October, 2009 less than 5%
      Ramon Ramos Money Laundering Reporting Officer February, 2013 less than 5%
      Stanley Robert Smiley Vice President February, 2006 less than 5%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Percentage Of Assets
        • Hourly Charges
        • Fixed Fees
        • Commissions