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ETF Holdings

Name Assets
Guggenheim S&P 500 Equal Weight ETF $37,993,000
iShares Russell 1000 Growth ETF $32,506,000
iShares Core S&P 500 ETF $29,741,000
iShares Edge MSCI Min Vol USA ETF $27,261,000
SPDR S&P 500 ETF Trust $24,876,000
iShares MSCI EAFE ETF $17,328,000
iShares Select Dividend ETF $17,224,000
iShares Russell 1000 Value ETF $17,118,000
iShares Russell 2000 Growth ETF $13,173,000
PIMCO Total Return Active Exchange-Traded Fund $12,641,000
iShares Core MSCI EAFE ETF $11,416,000
iShares Core US Aggregate Bond ETF $10,889,000
iShares Russell Mid-Cap Growth ETF $10,648,000
iShares Edge MSCI EAFE Min Vol ETF $10,190,000
Vanguard REIT Index Fund $9,581,000
iShares Russell 2000 ETF $9,058,000
iShares US Preferred Stock ETF $8,415,000
iShares Core High Dividend ETF $8,264,000
Vanguard Total Stock Market Index Fund $7,390,000
First Trust Dorsey Wright Focus 5 ETF $7,344,000
ProShares UltraPro QQQ $7,272,000
iShares 1-3 Year Treasury Bond ETF $7,102,000
Vanguard Total Bond Market Index Fund $6,706,000
WisdomTree Europe Hedged Equity Fund $6,275,000
iShares 3-7 Year Treasury Bond ETF $5,867,000
iShares S&P Small-Cap 600 Value ETF $5,850,000
First Trust Large Cap Value AlphaDEX Fund $5,731,000
Vanguard Short-Term Corporate Bond Index Fund $5,392,000
iShares Russell Mid-Cap ETF $5,168,000
Vanguard Growth Index Fund $5,005,000
iShares Core S&P Small-Cap ETF $4,775,000
iShares iBoxx $ Investment Grade Corporate Bond ETF $4,587,000
iShares Core S&P Mid-Cap ETF $4,505,000
PowerShares S&P 500 Quality Portfolio $4,310,000
iShares 20+ Year Treasury Bond ETF $4,060,000
Vanguard Dividend Appreciation Index Fund $4,052,000
iShares S&P Small-Cap 600 Growth ETF $3,967,000
Vanguard High Dividend Yield Index Fund $3,795,000
Health Care Select Sector SPDR Fund $3,759,000
Vanguard Small-Cap Index Fund $3,753,000
Vanguard 500 Index Fund $3,679,000
iShares S&P 100 ETF $3,665,000
iShares S&P Mid-Cap 400 Growth ETF $3,620,000
Vanguard Emerging Markets Stock Index Fund $3,538,000
First Trust NASDAQ-100 Ex-Technology Sector Index Fund $3,478,000
iShares MSCI South Korea Capped ETF $3,411,000
SPDR S&P Dividend ETF $3,409,000
Vanguard Tax-Managed International Fund $3,261,000
SPDR Dow Jones Industrial Average ETF Trust $3,247,000
Consumer Discretionary Select Sector SPDR Fund $3,242,000
iShares TIPS Bond ETF $3,148,000
Financial Select Sector SPDR Fund $3,133,000
iShares 7-10 Year Treasury Bond ETF $3,110,000
Powershares S&P 500 Low Volatility Portfolio $3,086,000
Energy Select Sector SPDR Fund $3,043,000
PowerShares FTSE RAFI US 1000 Portfolio $3,042,000
iShares S&P 500 Growth ETF $3,000,000
Vanguard Mid-Cap Index Fund $2,859,000
iShares MBS ETF $2,801,000
Vanguard Health Care Index Fund $2,678,000
JPMorgan Alerian MLP Index Exchange Traded Notes $2,631,000
iShares Dow Jones US ETF $2,629,000
Vanguard Short-Term Inflation-Protected Securities Index Fund $2,600,000
Consumer Staples Select Sector SPDR Fund $2,596,000
SPDR Barclays Short Term High Yield Bond ETF $2,564,000
Vanguard FTSE All-World ex US Index Fund $2,422,000
Vanguard Mid-Cap Growth Index Fund $2,279,000
Vanguard Value Index Fund $2,242,000
iShares Nasdaq Biotechnology ETF $2,220,000
iShares Currency Hedged MSCI EAFE ETF $2,146,000
SPDR EURO STOXX 50 ETF $2,123,000
iShares 1-3 Year Credit Bond ETF $2,121,000
Guggenheim S&P MidCap 400 Pure Growth ETF $2,121,000
First Trust Dow Jones Internet Index Fund $2,032,000
SPDR Barclays High Yield Bond ETF $2,031,000
SPDR S&P MidCap 400 ETF $1,950,000
Vanguard Small-Cap Growth Index Fund $1,937,000
iShares MSCI Australia ETF $1,915,000
iShares Edge MSCI Min Vol Emerging Markets ETF $1,907,000
iShares Russell 2000 Value ETF $1,897,000
PowerShares Dynamic Food & Beverage Portfolio $1,861,000
iShares MSCI Japan ETF $1,760,000
iShares Cohen & Steers REIT ETF $1,717,000
iShares JPMorgan USD Emerging Markets Bond ETF $1,683,000
iShares Morningstar Large-Cap ETF $1,681,000
SPDR S&P Regional Banking ETF $1,645,000
iShares MSCI Emerging Markets ETF $1,644,000
SPDR Gold Shares $1,619,000
Vanguard Short-Term Bond Index Fund $1,484,000
iShares Global Consumer Staples ETF $1,409,000
iShares iBoxx $ High Yield Corporate Bond ETF $1,380,000
iShares US Healthcare ETF $1,376,000
iShares US Financial Services ETF $1,362,000
Alerian MLP ETF $1,358,000
iShares US Regional Banks ETF $1,349,000
First Trust NASDAQ Technology Dividend Index Fund $1,330,000
First Trust NASDAQ-100 Equal Weighted Index Fund $1,312,000
SPDR Morgan Stanley Technology ETF $1,290,000
iShares US Utilities ETF $1,287,000
iShares International Select Dividend ETF $1,256,000
Vanguard Intermediate-Term Bond Index Fund $1,248,000
iShares S&P 500 Value ETF $1,222,000
First Trust Value Line Dividend Index Fund $1,203,000
iShares National Muni Bond ETF $1,177,000
PowerShares Senior Loan Portfolio $1,160,000
PowerShares S&P International Developed Low Volatility Portfolio $1,159,000
Vanguard Small-Cap Value Index Fund $1,156,000
First Trust Large Cap Core AlphaDEX Fund $1,139,000
iShares Europe ETF $1,123,000
Deutsche X-trackers MSCI EAFE Hedged Equity ETF $1,119,000
Vanguard Extended Market Index Fund $1,104,000
WisdomTree MidCap Dividend Fund $1,090,000
First Trust Dorsey Wright International Focus 5 ETF $1,078,000
iShares Gold Trust $1,070,000
iShares Russell 1000 ETF $1,064,000
Guggenheim S&P 500 Equal Weight Health Care ETF $1,059,000
iShares Russell 3000 ETF $1,048,000
iShares North American Tech ETF $1,038,000
PowerShares S&P 500 ex-Rate Sensitive Low Volatility Portfolio $1,029,000
PowerShares Europe Currency Hedged Low Volatility Portfolio $992,000
iShares MSCI Eurozone ETF $974,000
iShares Global Healthcare ETF $957,000
WisdomTree Japan SmallCap Dividend Fund $949,000
UBS Exchange Traded Access Securities (E-TRACS) Alerian MLP Infrastructure Index $941,000
iShares Floating Rate Bond ETF $913,000
WisdomTree LargeCap Dividend Fund $913,000
iShares Core Russell US Growth ETF $882,000
VanEck Vectors Oil Services ETF $879,000
iShares S&P Mid-Cap 400 Value ETF $862,000
First Trust Health Care AlphaDEX Fund $861,000
First Trust US IPO Index Fund $848,000
WisdomTree Japan Hedged Equity Fund $835,000
iShares Russell Top 200 Growth ETF $831,000
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund $826,000
WisdomTree SmallCap Dividend Fund $821,000
Utilities Select Sector SPDR Fund $817,000
First Trust NYSE Arca Biotechnology Index Fund $788,000
Vanguard Mega Cap Value Index Fund $784,000
Technology Select Sector SPDR Fund $775,000
iShares Core Moderate Allocation ETF $774,000
First Trust Dow Jones Global Select Dividend Index Fund $770,000
PowerShares Preferred Portfolio $765,000
First Trust Multi-Asset Diversified Income Index Fund $758,000
First Trust North American Energy Infrastructure Fund $732,000
PowerShares DB Commodity Index Tracking Fund $730,000
PowerShares DB US Dollar Index Bullish Fund $705,000
Alps Sector Dividend Dogs ETF $693,000
PowerShares DWA Developed Markets Momentum Portfolio $660,000
SPDR Nuveen Barclays Municipal Bond ETF $655,000
iShares Russell Mid-Cap Value ETF $640,000
ProShares Ultra Technology $638,000
Vanguard Large-Cap Index Fund $630,000
Vanguard Mid-Cap Value Index Fund $624,000
First Trust Multi Cap Value AlphaDEX Fund $592,000
iShares US Aerospace & Defense ETF $590,000
Vanguard European Stock Index Fund $574,000
Vanguard Intermediate-Term Corporate Bond Index Fund $547,000
iShares Silver Trust $541,000
iShares Intermediate Credit Bond ETF $526,000
WisdomTree Europe SmallCap Dividend Fund $522,000
iShares US Technology ETF $521,000
United States Oil Fund, LP $513,000
iShares MSCI KLD 400 Social ETF $508,000
First Trust Consumer Staples AlphaDEX Fund $491,000
iShares International Treasury Bond ETF $489,000
Guggenheim S&P 500 Equal Weight Consumer Staples ETF $483,000
PowerShares Buyback Achievers Portfolio $478,000
First Trust Morningstar Dividend Leaders Index Fund $468,000
First Trust Mid Cap Core AlphaDEX Fund $466,000
iShares International Developed Real Estate ETF $462,000
PowerShares Zacks Micro Cap Portfolio $451,000
First Trust STOXX European Select Dividend Index Fund $450,000
WisdomTree Emerging Markets High Dividend Fund $445,000
SPDR S&P Pharmaceuticals ETF $443,000
ProShares Ultra Bloomberg Natural Gas $436,000
Vanguard Consumer Discretionary Index Fund $436,000
iShares US Healthcare Providers ETF $431,000
Vanguard FTSE All-World ex-US Small-Cap Index Fund $430,000
Vanguard Total International Bond Index Fund $406,000
iPath Exchange Traded Notes Bloomberg Commodity Index Total Return Medium-Term Notes Series A $403,000
iShares North American Natural Resources ETF $402,000
IQ Hedge Multi-Strategy Tracker ETF $401,000
SPDR S&P Biotech ETF $398,000
iShares Mortgage Real Estate Capped ETF $393,000
Deutsche X-trackers MSCI Europe Hedged Equity ETF $392,000
iShares Micro-Cap ETF $388,000
iShares MSCI USA ESG Select ETF $388,000
SPDR Dow Jones Global Real Estate ETF $382,000
iShares Core S&P Total US Stock Market ETF $381,000
Vanguard Total World Stock Index Fund $377,000
iShares US Real Estate ETF $372,000
Vanguard Russell 2000 Index Fund $361,000
First Trust Preferred Securities and Income ETF $357,000
WisdomTree Dividend ex-Financials Fund $355,000
PowerShares NASDAQ Internet Portfolio $354,000
First Trust Technology AlphaDEX Fund $346,000
PowerShares Global Listed Private Equity Portfolio $343,000
PowerShares DB Oil Fund $341,000
iShares US Insurance ETF $340,000
Vanguard Mega Cap Growth Index Fund $339,000
Vanguard Consumer Staples Index Fund $338,000
iShares Transportation Average ETF $336,000
iShares MSCI EAFE Small-Cap ETF $334,000
Materials Select Sector SPDR Fund $334,000
iShares US Energy ETF $326,000
iShares Morningstar Large-Cap Growth ETF $325,000
First Trust Financial AlphaDEX Fund $320,000
iShares Global 100 ETF $317,000
WisdomTree Earnings 500 Fund $311,000
Industrial Select Sector SPDR Fund $309,000
WisdomTree MidCap Earnings Fund $304,000
iShares US Industrials ETF $298,000
iShares Morningstar Large-Cap Value ETF $289,000
iShares US Home Construction ETF $286,000
iShares MSCI EAFE Value ETF $286,000
Vanguard Information Technology Index Fund $284,000
First Trust Consumer Discretionary AlphaDEX Fund $284,000
PowerShares DWA Momentum Portfolio $282,000
PureFunds ISE Cyber Security ETF $279,000
iShares Morningstar Small-Cap Value ETF $278,000
Vanguard Financials Index Fund $272,000
First Trust Europe AlphaDEX Fund $266,000
iShares Core MSCI Emerging Markets ETF $260,000
iShares Core US Treasury Bond ETF $249,000
PowerShares Dynamic Large Cap Value Portfolio $248,000
iShares Short Treasury Bond ETF $241,000
iShares US Financials ETF $229,000
Schwab US Large-Cap ETF $228,000
VanEck Vectors Gold Miners ETF $227,000
iShares US Consumer Goods ETF $226,000
Vanguard Emerging Markets Government Bond Index Fund $201,000
SPDR S&P 500 Growth ETF $200,000
PowerShares Fundamental High Yield Corporate Bond Portfolio $194,000
PowerShares High Yield Equity Dividend Achievers Portfolio $166,000
United States Natural Gas Fund, LP $109,000
First Trust ISE-Revere Natural Gas Index Fund $77,000



    Last updated on July 27, 2016
      • $9.4B
        Total Assets Under Management
      • N/A
        Total Assets Under Advisement
      • 47K
      • $199.0K
        Estimated Average Account Balance


    Firm Services

    • Financial Planning

    • Pension Consulting

    Firm Client types


    Current Advisors

    # of advisors


    name start date
    Brian C. Sheely
    January 2012
    David Treece, AIF®, MBA
    October 2011
    Brice Thompson, AWMA, AAMS
    October 2011
    Daniel "Danny" Chen
    January 2004
    Ralph Winn
    February 2006

      Affiliated Investment Advisors and Broker Dealers

      Name Type Total Assets
      Associates In Excellence, Inc. -- --
      Bdca Adviser, LLC IAR $2,530,360,176
      Cetera Advisor Networks Insurance Services LLC -- --
      Cetera Advisor Networks LLC Dual Registrant $16,790,789,838
      Cetera Advisors Insurance Services LLC -- --
      Cetera Financial Specialists LLC Broker-Dealer --
      Cetera Insurance Agency LLC -- --
      Cetera Investment Advisers LLC IAR $7,010,067,264
      Cetera Investment Services LLC Broker-Dealer $0
      Fasi Insurance Services, Inc. -- --
      Fasi of Tx, Inc. -- --
      First Allied Advisory Services, Inc. IAR $4,440,364,740
      First Allied Retirement Services, Inc. -- --
      First Allied Securities, Inc. Broker-Dealer $0
      Girard Securities, Inc. Dual Registrant $646,365,737
      Investors Capital Advisory Dual Registrant $1,571,308,282
      Lec Insurance Agency, Inc. -- --
      Legend Advisory Corporation IAR $2,105,390,903
      Legend Equities Corporation Broker-Dealer --
      National Fund Advisors, LLC IAR $71,658,773
      Summit Brokerage Services, Inc. Broker-Dealer --
      Summit Financial Group Inc IAR $1,670,873,833
      Tower Square Investment Management LLC IAR $4,396,712,121
      VSR Advisory Services Dual Registrant $3,101,311,823



        There is no ownership data available to display at this time.

        Executives and Control Persons

        Name Title Tenure Date % Ownership
        Stanley Robert Smiley Vice President February, 2006 less than 5%
        Mark Paul Shelson Chief Financial Officer And Treasurer February, 2010 less than 5%
        Ramon Ramos Money Laundering Reporting Officer February, 2013 less than 5%
        Brett Lamar Harrison Manager And Cheif Executive Officer October, 2009 less than 5%
        Bernard Andre Breton Vice President, Chief Compliance Officer And Secretary May, 2006 less than 5%
        Erinn June Ford Manager And President May, 2015 less than 5%
        Adam Nicholas Antoniades Manager May, 2015 less than 5%
        Kristy Marie Haley Advisory Chief Compliance Officer November, 2015 less than 5%
          Source: SEC


          Types of Compensation Arrangements

          • Percentage Of Assets
          • Hourly Charges
          • Fixed Fees
          • Commissions