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Overview

Holdings

ETF Holdings

Name Assets
Vanguard Russell 1000 Value Index Fund $7,966,000
First Trust NASDAQ-100 Ex-Technology Sector Index Fund $3,653,000
iShares Morningstar Mid-Cap ETF $3,105,000
Vanguard S&P Small-Cap 600 Index Fund $2,928,000
Guggenheim BulletShares 2020 High Yield Corporate Bond ETF $1,784,000
Fidelity MSCI Health Care Index ETF $1,672,000
iShares Core Dividend Growth ETF $1,380,000
SPDR SSGA US Large Cap Low Volatility Index ETF $1,292,000
iShares Edge MSCI Multifactor USA ETF $1,080,000
Oppenheimer Ultra Dividend Revenue ETF $1,027,000
Vanguard Russell 1000 Index Fund $904,000
Guggenheim S&P SmallCap 600 Pure Value ETF $819,000
First Trust Senior Loan Fund $808,000
YieldShares High Income ETF $741,000
WBI Tactical Income Shares $626,000
Fidelity MSCI Consumer Staples Index ETF $618,000
First Trust Low Duration Opportunities ETF $583,000
PowerShares International BuyBack Achievers Portfolio $519,000
Pacer Trendpilot 750 ETF $455,000
PowerShares KBW Premium Yield Equity REIT Portfolio $434,000
Guggenheim BulletShares 2021 Corporate Bond ETF $422,000
First Trust STOXX European Select Dividend Index Fund $407,000
SPDR SSGA US Small Cap Low Volatility Index ETF $404,000
PowerShares Zacks Micro Cap Portfolio $369,000
Vanguard Russell 2000 Value Index Fund $367,000
PureFunds ISE Cyber Security ETF $350,000
AdvisorShares Dorsey Wright ADR ETF $345,000
iShares Edge MSCI USA Value Factor ETF $342,000
ProShares S&P MidCap 400 Dividend Aristocrats ETF $313,000
ProShares Russell 2000 Dividend Growers ETF $310,000
First Trust Strategic Income ETF $300,000
WisdomTree Germany Hedged Equity Fund $299,000
Arrow Dow Jones Global Yield ETF $276,000
First Trust SSI Strategic Convertible Securities ETF $272,000
Vanguard Russell 2000 Growth Index Fund $257,000
PowerShares Global Short Term High Yield Bond Portfolio $239,000
VanEck Vectors Fallen Angel High Yield Bond ETF $213,000
WBI Tactical High Income Shares $211,000
Pacer Trendpilot 450 ETF $206,000

    Assets

    Assets

    Last updated on Aug. 31, 2017
      • $11.0B
        Total Assets Under Management
      • N/A
        Total Assets Under Advisement
      • 51K
        Accounts
      • $213.8K
        Estimated Average Account Balance

    Services

    Firm Services

    There is no Services data available to display at this time.

    Firm Client types

    Advisors

    Current Advisors

    # of advisors

    1,799

    name start date
    Robert John Cryts
    October 2016
    Ralph Winn
    February 2006
    Brice Thompson, AWMA, AAMS
    October 2011
    David Treece, AIF®, MBA
    September 2011
    Daniel "Danny" Chen
    January 2004

      Affiliated Investment Advisors and Broker Dealers

      Name Type Total Assets
      Associates In Excellence, Inc. -- --
      Cetera Advisor Networks Insurance Services LLC -- --
      Cetera Advisor Networks LLC Dual Registrant $15,297,813,415
      Cetera Advisors Insurance Services LLC -- --
      Cetera Financial Specialists LLC Broker-Dealer --
      Cetera Investment Advisers LLC IAR $7,816,218,055
      Cetera Investment Services LLC Broker-Dealer $0
      Fasi Insurance Services, Inc. -- --
      Fasi of Tx, Inc. -- --
      First Allied Advisory Services, Inc. IAR $4,542,958,875
      First Allied Retirement Services, Inc. -- --
      First Allied Securities, Inc. Dual Registrant $0
      Forwardframe LLC IAR $0
      Girard Securities, Inc. Dual Registrant $596,796,627
      Sbs Insurance Services of Fl, Inc -- --
      Sbs of California Insurance Agency, Inc -- --
      Summit Brokerage Services, Inc. Broker-Dealer --
      Summit Financial Group Inc IAR $3,799,519,864
      Tower Square Investment Management LLC IAR $0

        Leadership

        Ownership

        There is no ownership data available to display at this time.

        Executives and Control Persons

        Name Title Tenure Date % Ownership
        Brian Joseph Haley Chief Compliance Officer May, 2017 less than 5%
        Gregory Alan Olson Assistant Secretary July, 2016 less than 5%
        James David Ballard Vice President July, 2016 less than 5%
        Mark Paul Shelson Treasurer July, 2016 less than 5%
        Kristy Marie Haley Advisory Chief Compliance Officer November, 2015 less than 5%
        Adam Nicholas Antoniades Manager May, 2015 less than 5%
        Erinn June Ford Manager And President May, 2015 less than 5%
        Brett Lamar Harrison Manager And Cheif Executive Officer October, 2009 less than 5%
        Ramon Ramos Money Laundering Reporting Officer February, 2013 less than 5%
        Stanley Robert Smiley Vice President February, 2006 less than 5%
          Source: SEC

          Fees

          Types of Compensation Arrangements

          • Percentage Of Assets
          • Hourly Charges
          • Fixed Fees
          • Commissions