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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Assets

Assets

Last updated on Dec. 3, 2016
    • $9.4B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 47K
      Accounts
    • $199.0K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

Advisors

Current Advisors

# of advisors

1,784

name start date
Robert John Cryts
October 2016
Brice Thompson, AWMA, AAMS
October 2011
David Treece, AIF®, MBA
September 2011
Brian C. Sheely
January 2012
Ralph Winn
February 2006

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Associates In Excellence, Inc. -- --
    Bdca Adviser, LLC IAR $2,530,360,176
    Cetera Advisor Networks Insurance Services LLC -- --
    Cetera Advisor Networks LLC Dual Registrant $16,790,789,838
    Cetera Advisors Insurance Services LLC -- --
    Cetera Financial Specialists LLC Broker-Dealer --
    Cetera Insurance Agency LLC -- --
    Cetera Investment Advisers LLC IAR $7,010,067,264
    Cetera Investment Services LLC Broker-Dealer $0
    Fasi Insurance Services, Inc. -- --
    Fasi of Tx, Inc. -- --
    First Allied Advisory Services, Inc. IAR $4,766,456,781
    First Allied Retirement Services, Inc. -- --
    First Allied Securities, Inc. Dual Registrant $0
    Girard Securities, Inc. Dual Registrant $646,365,737
    Investors Capital Advisory Dual Registrant $1,571,308,282
    Lec Insurance Agency, Inc. -- --
    Legend Advisory Corporation IAR $2,105,390,903
    Legend Equities Corporation Broker-Dealer --
    National Fund Advisors, LLC IAR $71,658,773
    Summit Brokerage Services, Inc. Broker-Dealer --
    Summit Financial Group Inc IAR $1,670,873,833
    Tower Square Investment Management LLC IAR $4,396,712,121
    VSR Advisory Services Dual Registrant $3,101,311,823

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Stanley Robert Smiley Vice President February, 2006 less than 5%
      Mark Paul Shelson Chief Financial Officer And Treasurer February, 2010 less than 5%
      Ramon Ramos Money Laundering Reporting Officer February, 2013 less than 5%
      Brett Lamar Harrison Manager And Cheif Executive Officer October, 2009 less than 5%
      Bernard Andre Breton Vice President, Chief Compliance Officer And Secretary May, 2006 less than 5%
      Erinn June Ford Manager And President May, 2015 less than 5%
      Adam Nicholas Antoniades Manager May, 2015 less than 5%
      Kristy Marie Haley Advisory Chief Compliance Officer November, 2015 less than 5%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Percentage Of Assets
        • Hourly Charges
        • Fixed Fees
        • Commissions