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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

There is no ETF holding data from this firm to display at this time.

Assets

Assets

Last updated on Sept. 7, 2017
    • $13.6B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 647
      Accounts
    • $21.1M
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

Advisors

Current Advisors

# of advisors

53

name start date
Paul Warren Denu
September 2001
Adam W. Davies
October 2013
Melody Yolanda Prescott
May 2017
John Thomas Frisvold
November 2018
Christopher John Martin
October 1994

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Usi Consulting Group -- --
    Usi Securities, Inc. Dual Registrant $0

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      William Michael Tremko Ceo June, 2014 less than 5%
      Susan Meredith Fullwood Treasurer June, 2014 less than 5%
      Ernest Joshua Newborn Director & Secretary April, 1999 less than 5%
      Michael Welz President June, 2014 less than 5%
      Sarah J Bruno Chief Compliance Officer & Director Of Operations September, 2017 less than 5%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Percentage Of Assets
        • Hourly Charges
        • Fixed Fees
        • Commissions