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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

There is no ETF holding data from this firm to display at this time.

Assets

Assets

Last updated on May 30, 2019
    • $17.6B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 700
      Accounts
    • $25.2M
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

55

name start date
Michael Thomas Van Der Velden
April 2017
Kevin Michael Clemson
July 2018
Mark Anthony Sarlo
September 2001
Daniel Scott Simonsen
June 2018
Stephen Lee Yeung
May 2019

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Usi Consulting Group -- --
    Usi Securities, Inc. Dual Registrant $0

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      William Michael Tremko Ceo June, 2014 less than 5%
      Susan Meredith Fullwood Treasurer June, 2014 less than 5%
      Ernest Joshua Newborn Director & Secretary April, 1999 less than 5%
      Michael Welz President June, 2014 less than 5%
      Sarah J Bruno Chief Compliance Officer & Director Of Operations September, 2017 less than 5%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Percentage Of Assets
        • Hourly Charges
        • Fixed Fees
        • Commissions