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Benjamin F. Edwards & Company, Incorporated

Benjamin F. Edwards & Company, Incorporated

Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

Assets

Assets

Last updated on Sept. 6, 2019
    • $6.7B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 28K
      Accounts
    • $236.9K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

450

name start date
Teresa Tsipis
June 2017
Yaravi Anthony Lindo
July 2013
Jimmy Ray Scruggs
August 2018
Paulette Michele Davis
October 2013
Karen Rae Clines
September 2018

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Benjamin F. Edwards & Company, Incorporated Dual Registrant $6,651,153,232
    Benjamin F. Edwards Wealth Management, LLC IAR $218,897,464

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Neal James Baumann Director/Regional Director February, 2019 less than 5%
      Roland Harold Deliniere Director/Regional Director February, 2019 less than 5%
      Lois Marie Moore Powell Director/Director Of Branch Development November, 2013 less than 5%
      Mark Patterson Fellows Director/Regional Director November, 2013 less than 5%
      Malissa E Romack Director February, 2019 less than 5%
      Todd Heinrich Brandstadt Director February, 2019 less than 5%
      Joanne Marie Welker Director/Manager Advisory Services November, 2013 less than 5%
      Christopher Mark Whiting Director Of Sales & Marketing September, 2018 less than 5%
      David William Hanson Director August, 2013 less than 5%
      Martin Wade Altenberger Director/Director Of Branches May, 2010 less than 5%
      Craig Robert Schermerhorn Director June, 2017 less than 5%
      Billy Joe Wisdom Director/Chief Compliance Officer January, 2015 less than 5%
      Douglas David Rubenstein Director/Coo And Director Of Capital Markets August, 2016 less than 5%
      Christopher M Keller Director/Director Of Operations, Technology & Analytics April, 2010 less than 5%
      Cynthia Lyn Bohme Director/Corporate Secretary & Director Of Staff Division August, 2008 less than 5%
      Edgar Allen Ii Cole Director/Executive Director Of Law & Compliance/Chief Counsel November, 2008 less than 5%
      Thomas Hayden Jr Martin Director/Chief Financial Officer September, 2009 less than 5%
      Benjamin Franklin Iv Edwards Chairman/Chief Executive Officer, President August, 2008 less than 5%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Percentage Of Assets
        • Hourly Charges
        • Fixed Fees