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Overview

Articles

Assets

Assets

Last updated on March 11, 2020
    • $3.6B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 23K
      Accounts
    • $155.6K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

734

name start date
Kevin Vandenhaute
September 2012
Joseph W. Nelson MBA, CFP®
January 2007
Nicholas Joseph Stroia
January 2007
Guy Stephen Devono
January 2003
Keith David Dumas
June 2019

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Parkland Securities, LLC Broker-Dealer --
    Sigma Financial Corporation Broker-Dealer --

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Jerome Stanley Rydell President October, 1983 75% or more
      John Alexander Mcclellan Chief Compliance Officer December, 2007 less than 5%
      Anthony Santo Bacarella Director Of Case Planning January, 2009 less than 5%
      Brandon David Rydell Chief Financial Officer December, 2007 less than 5%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Percentage Of Assets
        • Hourly Charges
        • Fixed Fees
        • Other