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Overview

Articles

Assets

Assets

Last updated on Oct. 24, 2019
    • $3.6B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 23K
      Accounts
    • $155.6K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

741

name start date
Joseph W. Nelson MBA, CFP®
January 2007
Kevin Vandenhaute
September 2012
Nicholas Joseph Stroia
January 2007
William Scott Ryan
April 2010
Richard Peter Steigerwald
October 2014

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Parkland Securities, LLC Broker-Dealer --
    Sigma Financial Corporation Broker-Dealer --

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Jerome Stanley Rydell President October, 1983 75% or more
      John Alexander Mcclellan Chief Compliance Officer December, 2007 less than 5%
      Anthony Santo Bacarella Director Of Case Planning January, 2009 less than 5%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Percentage Of Assets
        • Hourly Charges
        • Fixed Fees
        • Other