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Overview

Articles

Assets

Assets

Last updated on July 9, 2017
    • $2.6B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 21K
      Accounts
    • $123.8K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

Advisors

Current Advisors

# of advisors

749

name start date
Kevin Vandenhaute
September 2012
Nicholas Joseph Stroia
January 2007
Joseph W. Nelson MBA, CFP®
January 2007
Adam Brian Hartung
November 2008
Lynne Margaret Verdone
April 2006

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Parkland Securities, LLC Broker-Dealer --
    Sigma Financial Corporation Broker-Dealer --

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Jerome Stanley Rydell President October, 1983 75% or more
      John Alexander Mcclellan Chief Compliance Officer December, 2007 less than 5%
      Anthony Santo Bacarella Director Of Case Planning January, 2009 less than 5%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Percentage Of Assets
        • Hourly Charges
        • Fixed Fees
        • Other